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Guosen Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 002736 ISIN · CNE100001WS9 LEI · 254900SSGIWSMEOHDN82 Shenzhen Stock Exchange Financial and insurance activities
Filings indexed 2,233 across all filing types
Latest filing 2025-04-29 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 002736

About Guosen Securities Co.,Ltd.

https://www.guosen.com.cn

Guosen Securities Co.,Ltd. provides a comprehensive suite of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through equity and debt underwriting, merger and acquisition advisory, and corporate restructuring services. It maintains a robust retail presence via an extensive network and digital trading platforms, offering wealth management and investment consulting. The organization is noted for its specialization in supporting small and medium-sized enterprises with initial public offerings and secondary market financing. Its institutional division delivers specialized research, asset management products, and proprietary trading strategies, serving a broad spectrum of individual, corporate, and institutional clients.

Recent filings

Filing Released Lang Actions
关于回复深圳证券交易所《关于国信证券股份有限公司发行股份购买资产申请的审核问询函》的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Guosen Securities regarding their response to an inquiry letter from the Shenzhen Stock Exchange about their application to issue shares to purchase assets. It discusses the ongoing regulatory review process, mentions the need for approvals from the Shenzhen Stock Exchange and China Securities Regulatory Commission, and states that further disclosures will be made as required. The document is short (908 characters) and primarily serves as a regulatory update on a capital transaction process rather than the transaction itself or a detailed financial report. It does not contain financial statements or detailed financial data but is an update on financing activity and regulatory review related to a share issuance for asset purchase. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2025-04-29 Chinese
第一创业证券承销保荐有限责任公司关于深圳证券交易所《关于国信证券股份有限公司发行股份购买资产申请的审核问询函》的回复之核查意见
M&A Activity Classification · 95% confidence The document is a detailed response from an independent financial advisor to the Shenzhen Stock Exchange regarding an inquiry about Guosen Securities Co., Ltd.'s application for issuing shares to purchase assets. It includes extensive discussion on the transaction scheme, asset evaluation, business licenses, integration plans, regulatory compliance, and risk management related to the acquisition of Wanhe Securities. The document contains detailed financial data, business descriptions, regulatory references, and integration plans, indicating it is a comprehensive report related to a merger or acquisition transaction. The presence of detailed transaction scheme, regulatory compliance, and integration plans strongly suggests this is related to M&A activity. It is not a simple announcement or a brief report publication notice, nor is it a certification or a proxy statement. Therefore, the most appropriate classification is M&A Activity (Code: TAR).
2025-04-29 Chinese
北京市天元律师事务所关于国信证券股份有限公司发行股份购买资产暨关联交易的补充法律意见(三)
Regulatory Filings Classification · 95% confidence The document is a detailed legal opinion from a law firm regarding a company's issuance of shares to purchase assets and related party transactions. It discusses regulatory compliance, business integration plans, and legal opinions related to a specific transaction involving securities companies. The content is focused on legal and regulatory aspects of a capital transaction and related compliance, not on financial results, earnings, or management changes. It is not an annual report, earnings release, or management report. It is not a proxy statement or voting results. It is a legal opinion related to a capital transaction and regulatory compliance. This fits best under the category of Regulatory Filings (RNS), which covers general regulatory announcements, compliance documents, and miscellaneous filings that do not fit other categories. The document is lengthy and substantive, not a brief announcement or certification, so it is not RPA or a certification. Therefore, the classification is RNS with high confidence.
2025-04-29 Chinese
关于发行股份购买资产暨关联交易报告书(草案)(修订稿)修订说明的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the revision of a draft report related to the issuance of shares to purchase assets and related party transactions. It mentions updates to a 'restructuring report (draft) (revised version)' and details changes in various sections such as risk factors, asset evaluation, and management discussion. The document is relatively short (1734 characters) and primarily serves to inform about the revisions and supplementary disclosures to a report rather than containing the full report itself. There is no indication that this is the full annual report, audit report, or financial statements. It is an announcement about a report related to a capital transaction (issuing shares to purchase assets). Given the nature of the content and the short length, this fits best under Capital/Financing Update (CAP) as it relates to issuance of shares for asset purchase and related disclosures.
2025-04-29 Chinese
监事会决议公告
Report Publication Announcement Classification · 95% confidence The document is a resolution announcement from the supervisory board of Guosen Securities regarding the approval of the company's 2025 first quarter report, internal audit report, and risk management report. It states that the 2025 first quarter report is attached and was approved on the same day. The document itself is short (777 characters) and primarily serves as an announcement of the approval and the supervisory board's opinion on the report, rather than containing the full financial statements or substantive financial data of the quarterly report. According to the 'Menu vs Meal' rule, this is an announcement of a report rather than the report itself. Therefore, the appropriate classification is Report Publication Announcement (RPA).
2025-04-29 Chinese
2025年一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "国信证券股份有限公司2025 年第一季度报告" which translates to "Guoxin Securities Co., Ltd. 2025 First Quarter Report." It contains detailed financial data for the first quarter of 2025, including consolidated balance sheets, profit and loss statements, cash flow data, and detailed notes on financial performance and shareholder information. The report explicitly states it is a quarterly report and includes comprehensive financial statements and analysis for the period January to March 2025. The length of the document (15,000 characters) and the presence of substantive financial data confirm it is a full interim/quarterly financial report rather than a brief announcement or certification. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). Q1 2025
2025-04-29 Chinese

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