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Guosen Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 002736 ISIN · CNE100001WS9 LEI · 254900SSGIWSMEOHDN82 Shenzhen Stock Exchange Financial and insurance activities
Filings indexed 2,228 across all filing types
Latest filing 2026-04-17 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 002736

About Guosen Securities Co.,Ltd.

https://www.guosen.com.cn

Guosen Securities Co.,Ltd. provides a comprehensive suite of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through equity and debt underwriting, merger and acquisition advisory, and corporate restructuring services. It maintains a robust retail presence via an extensive network and digital trading platforms, offering wealth management and investment consulting. The organization is noted for its specialization in supporting small and medium-sized enterprises with initial public offerings and secondary market financing. Its institutional division delivers specialized research, asset management products, and proprietary trading strategies, serving a broad spectrum of individual, corporate, and institutional clients.

Recent filings

Filing Released Lang Actions
2025年年度审计报告
Audit Report / Information Classification · 92% confidence The document is a standalone audit report (“审计报告”) issued by an accounting firm (RSM China) including audit opinion, audit basis, key audit matters, auditor responsibilities, and complete consolidated and parent company financial statements with detailed notes. It is not merely an announcement of report publication, nor a full annual management report. It matches the definition for an Audit Report / Information (Code: AR). FY 2025
2026-04-17 Chinese
2025年度投资者保护工作报告
Regulatory Filings Classification · 25% confidence The document is a standalone annual “Investor Protection Work Report” by Guosen Securities, detailing the company’s activities to protect shareholder interests, dividends policy and investor‐relations measures. It is not a full annual financial report (10‐K), not an earnings release, not a proxy or voting announcement, not about board or management changes, nor a dividend notice form. It is substantive text of the report itself, not merely an announcement. No specific category (e.g., ESG, governance code, capital financing) precisely fits, so it falls into the fallback “Regulatory Filings” category.
2026-04-17 Chinese
关于续聘会计师事务所的公告
Regulatory Filings Classification · 45% confidence The document is a public announcement by Guosen Securities regarding the renewal (appointment) of its external audit firm (“关于续聘会计师事务所的公告”). It details the auditor’s qualifications, credentials, independence, fees, and board and audit committee resolutions. This is not an actual audit report (AR), nor is it an annual or interim financial report. It is also not an earnings release, dividend notice, share issuance, or any of the other specific categories. Therefore, it falls into the fallback category of general regulatory announcement.
2026-04-17 Chinese
李进一独立董事2025年度述职报告
Regulatory Filings Classification · 40% confidence The document is a 2025 annual performance (“述职”) report by an independent director (李进一) describing board/committee attendance, independent opinions, shareholder communication, and other governance activities. It is not an Annual Report, earnings release, proxy statement, or change in board composition, nor is it a financing, share transaction, or audit report. It is the director’s own duties report, which does not fit any specific premium category, so it defaults to a general regulatory filing.
2026-04-17 Chinese
关于变更持续督导财务顾问主办人的公告
Regulatory Filings Classification · 88% confidence The document is a formal announcement by Guoxin Securities regarding the replacement of the lead sponsors (financial advisers) supervising a share-issuance asset purchase transaction. It is not a financial report itself, nor an earnings release, nor a management change in the company’s board or officers. There is no specialized category for advisor changes, so it falls under general regulatory announcements (RNS).
2026-04-17 Chinese
2025年度董事会工作报告
Governance Information Classification · 85% confidence The document is titled “2025年度董事会工作报告” and contains a detailed review of the board’s composition, committee structure, governance practices, board meeting attendance and resolutions, risk oversight, internal controls, ESG, investor relations, and future board work plans. It is not an earnings release, proxy solicitation, or full annual report. Rather, it is a governance‐focused report on board structure and processes. This fits the Governance Information category, which covers reports detailing the company’s internal rules, board structure, and governance practices.
2026-04-17 Chinese

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