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Great Elm Group, Inc. — Investor Relations & Filings

Ticker · GEG ISIN · US39037G1094 LEI · 549300EGSCCDHJ89P871 US Financial and insurance activities
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Filings indexed 360 across all filing types
Latest filing 2021-01-27 Regulatory Filings
Country US United States of America
Listing US GEG

About Great Elm Group, Inc.

https://www.greatelmgroup.com/

Great Elm Group, Inc. is an alternative asset management company focused on building a scalable and diversified portfolio of long-duration and permanent capital vehicles. The firm's strategies encompass credit, real estate, specialty finance, and other alternative investments. Through its subsidiaries, Great Elm Group manages various investment vehicles, including Great Elm Capital Corp., a business development company, and Monomoy Properties REIT, LLC, an industrial-focused real estate investment trust.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2021
Regulatory Filings
2021-01-27 English
FORM 424B3
Capital/Financing Update Classification · 95% confidence The document is a Form 424B3 prospectus filed pursuant to Rule 424(b)(3) related to the resale of shares by selling stockholders. It discusses registration rights, convertible notes, and the resale of common stock by selling stockholders. The document is a prospectus, which is a disclosure document used in securities offerings, not a financial report or earnings release. It is not an announcement of a report but a detailed offering document. The content focuses on capital raising and securities offering details, including terms of convertible notes and resale of shares by selling stockholders. This fits the definition of a Capital/Financing Update (CAP) as it provides updates on company fundraising and capital structure changes. Therefore, the appropriate classification is CAP with high confidence.
2021-01-26 English
Regulatory Filings 2021
Regulatory Filings Classification · 95% confidence The document is a letter addressed to the SEC requesting acceleration of the effective time of a Registration Statement on Form S-3. It is a formal correspondence related to a regulatory filing process, specifically concerning the timing of a registration statement effectiveness. The document is short (1377 characters) and does not contain financial data, report content, or detailed disclosures. It is not the registration statement itself but a procedural request related to it. Therefore, it fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other categories.
2021-01-22 English
Regulatory Filings 2021
Regulatory Filings Classification · 95% confidence The document is a letter addressed to the SEC requesting acceleration of the effective time for a Registration Statement on Form S-3. It is a correspondence related to a securities registration process, specifically a request under Rule 461 of Regulation C. The document does not contain financial statements, audit information, or detailed report content. It is a regulatory communication related to capital raising but not a report or announcement of financial results. Given the nature of the document as a regulatory filing correspondence and the absence of substantive financial data or report content, it fits best under Regulatory Filings (RNS). The document length is short and it is a formal request letter, not a report or announcement of a report publication.
2021-01-22 English
Regulatory Filings 2021
Regulatory Filings
2021-01-22 English
Regulatory Filings 2021
Regulatory Filings
2021-01-22 English

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