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GAM Holding AG — Investor Relations & Filings

Ticker · GAM ISIN · CH0102659627 LEI · 549300GGVID7ZGDMX291 SW Financial and insurance activities
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Filings indexed 55 across all filing types
Latest filing 2022-01-26 Major Shareholding Noti…
Country CH Switzerland
Listing SW GAM

About GAM Holding AG

https://www.gam.com/

GAM Holding AG is an independent, pure-play global asset management group. The firm provides active investment management services to a wide range of clients, including institutions, financial intermediaries, and private investors. It offers distinctive investment strategies across multiple asset classes, with specialized capabilities in areas such as emerging market debt, multi-asset solutions, and sustainable investing. The company's core mission is to protect and enhance its clients' financial future through responsible and diligent investment approaches.

Recent filings

Filing Released Lang Actions
Form 8.3 - RIVER & MERCANTILE GROUP
Major Shareholding Notification Classification · 99% confidence The document is explicitly titled 'FORM 8.3' and concerns 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' under 'Rule 8.3 of the Takeover Code'. This form relates to insider dealings or significant ownership changes during a takeover scenario involving 'RIVER & MERCANTILE GROUP'. This type of disclosure, which reports personal share transactions by executives or major shareholders related to a specific corporate event (like a takeover), aligns most closely with the 'Director's Dealing' category (DIRS) or, more broadly, a regulatory filing concerning ownership changes. Since the definitions provided include 'Director's Dealing (Code: DIRS)' for 'Report of personal share transactions by company directors and executives (insider trades)', and this is a mandatory disclosure under the Takeover Code regarding interests/dealings, DIRS is the most specific fit, although it is a specific type of regulatory filing. Given the context of insider/major shareholder dealing disclosures, DIRS is chosen over the general RNS.
2022-01-26 English
Form 8.3 - RIVER & MERCANTILE GROUP
Regulatory Filings Classification · 98% confidence The document is explicitly titled 'FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form is used to disclose interests and dealings in securities during a takeover offer. This type of disclosure, especially when referencing a specific regulatory code (Takeover Code) and dealing with insider/significant shareholder positions during a corporate action (takeover of RIVER & MERCANTILE GROUP), falls under the category of regulatory disclosure related to share ownership and transactions. While it involves director/insider activity (DIRS) and share transactions (POS), the specific context of a Takeover Code disclosure (Form 8.3) is best captured by the general 'Regulatory Filings' category (RNS) as it is a mandatory filing to a regulatory service (RNS, approved by FCA) concerning a specific corporate event, rather than a standard DIRS report or a general POS announcement. Given the options, RNS serves as the most appropriate catch-all for mandatory, specific regulatory disclosures not covered by the core financial reports (10-K, IR, ER, etc.).
2022-01-25 English
Form 8.3 - RIVER & MERCANTILE GROUP
Major Shareholding Notification Classification · 99% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is a 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This type of disclosure relates to insider/significant shareholder dealings during a takeover situation. While it involves dealings (DIRs) and relates to a takeover (TAR), the specific regulatory form (Form 8.3) is a specialized disclosure related to insider transactions during a bid. However, looking at the provided definitions, 'Director's Dealing (DIRS)' covers personal share transactions by directors and executives, and 'M&A Activity (TAR)' covers takeover bids. Since this is a mandatory disclosure related to a specific event (a takeover bid for RIVER & MERCANTILE GROUP) concerning share interests and dealings by a major holder (GAM Holding AG), it is most closely related to insider/significant shareholder activity during a takeover context. Given the options, 'Director's Dealing (DIRS)' is the closest fit for reporting personal/entity share transactions, although 'TAR' is also relevant due to the takeover context. Since Form 8.3 is fundamentally about reporting interests/dealings, DIRS is the primary classification for the *action* being reported, even if triggered by a takeover. However, Form 8.3 is a specific regulatory filing under the Takeover Code, which often falls under general regulatory announcements if a more specific category isn't available. Given the strong focus on share dealings (purchases/holdings), DIRS is the most appropriate fit among the specific options provided, as it details ownership and transactions.
2022-01-19 English
Form 8.3 - RIVER & MERCANTILE GROUP
Regulatory Filings Classification · 95% confidence The document explicitly states it is a 'FORM 8.3' titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form relates to disclosures required during a takeover situation concerning the securities of RIVER & MERCANTILE GROUP. While it contains dealing information, its primary function is a mandatory disclosure related to a takeover/merger activity, which falls under the scope of M&A Activity (TAR) or, given the specific nature of insider/stakeholder disclosure during a takeover, it is most closely related to regulatory filings concerning corporate actions. However, none of the provided codes perfectly match a 'Takeover Disclosure Form 8.3'. Since it is a specific regulatory filing related to a takeover/merger context (mentioning 'Offeror' and 'offeree'), and it is not a general M&A announcement (TAR), nor a Director's Dealing (DIRS) which is usually Form 3/4/5 related, the most appropriate general category for a specific, non-standard regulatory disclosure that is not a core financial report is 'Regulatory Filings' (RNS). The document is clearly a formal regulatory filing disseminated via RNS.
2022-01-18 English
Form 8.3 - RIVER & MERCANTILE GROUP PLC
Director's Dealing Classification · 95% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code (the "Code")'. This form is a 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This type of disclosure relates to insider/significant shareholder dealings during a takeover situation. While it involves director/insider activity, the specific context of a takeover disclosure (Form 8.3) is distinct from the general 'Director's Dealing' (DIRS) which usually refers to Form 3, 4, or 5 filings under SEC rules, or general insider transaction reports. However, among the provided categories, 'Director's Dealing' (DIRS) is the closest fit for reporting personal share transactions by executives/insiders, even though this specific form is mandated by the UK Takeover Code. Since there is no specific 'Takeover Disclosure' category, and it details dealings by a party involved in an offer, DIRS is the most appropriate classification for insider transaction reporting, although RNS (Regulatory Filings) is also a strong candidate due to its regulatory nature and RNS distribution header. Given the content is a specific disclosure of interests and dealings, DIRS is chosen over the general RNS fallback.
2022-01-17 English
Form 8.3 - River & Mercantile Group PLC
Regulatory Filings Classification · 98% confidence The document explicitly states it is a 'FORM 8.3' titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' under 'Rule 8.3 of the Takeover Code'. This form relates to disclosures required during a takeover or merger situation concerning interests in securities of an offeror or offeree (RIVER & MERCANTILE GROUP). This type of mandatory disclosure regarding insider dealings or significant holdings during a takeover bid is a specific regulatory filing, but it is not one of the primary SEC forms (10-K, IR, ER, etc.). Since it is a specific regulatory disclosure related to a takeover/merger context, and the document is being disseminated via RNS (Regulatory News Service), it fits best under the general 'Regulatory Filings' category (RNS) as a specific type of insider/takeover disclosure that doesn't match the other specialized codes like DIRS (Director's Dealing, which is usually Form 3/4/5 related) or TAR (M&A Activity, which is usually the proposal itself). Given the options, RNS is the most appropriate fallback for a specific, non-standard regulatory filing disseminated via a news service.
2021-12-23 English

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