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FINANCIAL INSTITUTIONS INC — Investor Relations & Filings

Ticker · FISI ISIN · US3175854047 US Financial and insurance activities
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Filings indexed 1,336 across all filing types
Latest filing 2018-10-25 Transaction in Own Shar…
Country US United States of America
Listing US FISI

About FINANCIAL INSTITUTIONS INC

https://financialinstitutionsinc.q4ir.c…

Financial Institutions, Inc. is a financial holding company offering a range of banking and wealth management products and services through its subsidiaries. Its primary subsidiary, Five Star Bank, provides consumer and commercial banking and lending services to individuals, municipalities, and businesses. Another subsidiary, Courier Capital, LLC, offers customized investment management, financial planning, and consulting services to a diverse clientele including individuals, families, businesses, institutions, non-profits, and retirement plans.

Recent filings

Filing Released Lang Actions
S-8 POS
Transaction in Own Shares Classification · 95% confidence The document is a Post-Effective Amendment No. 1 to Form S-8, which is a registration statement under the Securities Act of 1933. It specifically addresses the deregistration of unissued or unsold shares under a previously filed Form S-8 related to the company's stock incentive plan. The content focuses on deregistering securities and terminating registration of remaining shares, which is a capital structure update related to share registration status. This type of filing is best classified under Transaction in Own Shares (POS) because it deals with the deregistration of shares related to stock incentive plans, which is a capital change activity. The document is about deregistration and not a full report or announcement of financial results, so it does not fit into categories like 10-K or IR. The length and detail confirm it is the filing itself, not just an announcement. Therefore, the most appropriate classification is POS with high confidence.
2018-10-25 English
S-8 POS
Transaction in Own Shares Classification · 95% confidence The document is a Post-Effective Amendment No. 1 to Form S-8, which is a registration statement under the Securities Act of 1933. It specifically addresses the deregistration of unissued or unsold shares under certain stock incentive plans. The document is regulatory in nature, related to securities registration and deregistration, and does not contain financial statements or performance data. It is not an earnings release, annual report, or any other financial report type. It is also not a report publication announcement since it contains substantive content about deregistration. The document fits best under the category of Transaction in Own Shares (POS), as it deals with deregistration of shares related to stock incentive plans, which is a capital change related to shares. Therefore, the appropriate classification is POS with high confidence.
2018-10-25 English
8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filing dated October 25, 2018, reporting the issuance of a press release with financial results for the third quarter ended September 30, 2018. It also mentions an investor presentation available on the company's website. The document itself does not contain the financial results or detailed financial statements but rather announces their release and provides references to where the information can be found. The length is 4202 characters, which is relatively short and consistent with an announcement rather than a full report. According to the 'Menu vs Meal' rule, this is an announcement of a report, not the report itself. Therefore, the appropriate classification is Regulatory Filings (RNS), which is the fallback category for such announcements and miscellaneous filings that do not fit other categories.
2018-10-25 English
FISI-8-K-20181025 (DEPUTY CFO APPOINTMENT)
Board/Management Information Classification · 100% confidence The document is a Form 8-K filed with the SEC, dated October 24, 2018, reporting the appointment of a new Deputy Chief Financial Officer and the resignation of the current CFO. The content focuses on changes in senior management positions, including biographical details and compensation arrangements. There is no financial performance data or detailed financial statements included. The primary subject is the announcement of management changes, which fits the category of Board/Management Information filings. Therefore, the appropriate classification is MANG (Board/Management Information). The document length and content confirm it is not a brief announcement or a report publication notice, but a full current report on management changes.
2018-10-24 English
8-K (SEPTEMBER 2018 INVESTOR PRESENTATION)
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated September 24, 2018, containing a Regulation FD Disclosure about an investor presentation made available on the company's website. The text explicitly states that the presentation is available online and that this 8-K is furnishing the information pursuant to Item 7.01. The document does not contain the investor presentation itself but announces its availability. The document length is 3781 characters, which is relatively short and consistent with an announcement rather than a full report. According to the 'Menu vs Meal' rule, this is an announcement of a report (investor presentation) rather than the report itself. Therefore, the appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement and does not contain substantive financial data or the presentation content itself.
2018-09-24 English
FISI-8-K-09142018 (401K VENDOR CHANGE BTR NOTICE)
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce specific events. The content describes a notice of a blackout period under the company's 401(k) plan due to a change in plan administrator, impacting trading restrictions for insiders. It includes no financial statements or detailed financial data, but rather a regulatory announcement about a trading blackout period. The document is about a specific event and does not fit into categories like Annual Report, Earnings Release, or Management Reports. It is not a report publication announcement or certification. Therefore, the best fitting category is Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements that do not fit other categories. The document length is about 4800 characters, consistent with a short regulatory filing rather than a full report.
2018-09-14 English

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