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FIDUS INVESTMENT Corp — Investor Relations & Filings

Ticker · FDUS ISIN · US3165001070 LEI · 549300836CRWCROFBC02 US Financial and insurance activities
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Filings indexed 507 across all filing types
Latest filing 2024-08-02 Regulatory Filings
Country US United States of America
Listing US FDUS

About FIDUS INVESTMENT Corp

https://www.fdus.com/

Fidus Investment Corporation is an externally managed business development company that provides customized debt and equity financing solutions to lower middle-market companies. The firm partners with business owners, management teams, and transaction sponsors to fund a range of transactions, including leveraged buyouts, change of ownership, recapitalizations, acquisitions, and growth-oriented initiatives. Fidus utilizes a flexible investment mandate to deliver tailored capital solutions designed to meet the specific needs of its portfolio companies. Its investment objective is to provide attractive risk-adjusted returns. The company is managed by Fidus Investment Advisors, LLC, an investment advisor with extensive experience in investing in and lending to lower middle-market businesses.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2024
Regulatory Filings
2024-08-02 English
10-Q
Interim / Quarterly Report Q2 2024
2024-08-01 English
424B3
Capital/Financing Update Classification · 95% confidence The document is a Supplement No. 1 to a Prospectus related to an "at-the-market" equity offering program for common stock. It includes detailed information about the offering status, fees and expenses, management fees, incentive fees, interest payments on borrowed funds, and other operating expenses. It also references the Annual Report on Form 10-K for the fiscal year ended December 31, 2023, but this document itself is not the Annual Report. The document is a detailed update to a prospectus supplement, which is a capital raising disclosure document. It is not a financial report like an Annual Report (10-K) or Interim Report (IR), nor is it a simple announcement or certification. The content focuses on capital raising terms, fees, and expenses related to the equity offering. Therefore, the document fits best under the category of Capital/Financing Update (CAP).
2024-08-01 English
8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated August 1, 2024, for Fidus Investment Corporation. It announces the issuance of a press release with financial results for the quarter ended June 30, 2024, and also announces the declaration of dividends payable on September 26, 2024. The document itself is a current report providing updates on financial results and dividend declaration, but it does not contain the full financial statements or detailed financial analysis. The key content is the announcement of quarterly financial results and dividend declaration, which aligns with an Earnings Release (ER) for the financial results and a Notice of Dividend Amount (DIV) for the dividend declaration. However, since the document is a Form 8-K primarily announcing the earnings release and dividend declaration, and the press release is furnished as an exhibit, the main purpose is to announce the earnings release. Given the prominence of the earnings results announcement and the dividend declaration, the best classification is Earnings Release (ER). The document length is 4694 characters, which is typical for an earnings release announcement in an 8-K. Therefore, the filing type code is ER with high confidence.
2024-08-01 English
8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated July 25, 2024, by Fidus Investment Corporation. It reports the entry into a material definitive agreement, specifically an Incremental Commitment Agreement increasing the credit facility from $100 million to $140 million. The content focuses on financing activity, describing the credit facility increase and related parties. There are no financial statements or comprehensive financial data presented, only a summary of the financing event and reference to the agreement as an exhibit. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes. The document length is 4169 characters, which is sufficient for a detailed announcement but not a full financial report. Therefore, the correct classification is CAP with high confidence.
2024-07-26 English
40-APP/A
Regulatory Filings Classification · 100% confidence The document is a formal application filed with the U.S. Securities and Exchange Commission (SEC) under the Investment Company Act of 1940. It is titled as a "Third Amended and Restated Application for an Order Pursuant to Sections 17(d) and 57(i) of the Investment Company Act of 1940 and Rule 17d-1 Under the Act to Permit Certain Joint Transactions Otherwise Prohibited by Sections 17(d) and 57(a)(4) of the Act and Rule 17d-1 Under the Act." The content includes detailed legal and regulatory references, definitions of terms, and descriptions of the entities involved and the relief sought. This is clearly a regulatory filing related to an exemptive order application, not a financial report, earnings release, or other types of filings. It does not contain financial statements or management discussion but is a formal regulatory request to the SEC. Therefore, the appropriate classification is Regulatory Filings (RNS).
2024-07-23 English

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