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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 909 across all filing types
Latest filing 2012-09-12 Regulatory Filings
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce unscheduled material events or corporate changes. The text specifically mentions that the filing is pursuant to Item 7.01 of Form 8-K, which relates to Regulation FD Disclosure. The content describes the announcement of a senior management presentation at a financial conference and the availability of presentation materials and a webcast. There are no financial statements or detailed financial data included, and the document is relatively short (3551 characters). It is an announcement of an event and related materials rather than the materials themselves or a detailed report. Therefore, this filing is best classified as a Regulatory Filing (RNS), which is the fallback category for miscellaneous filings that do not fit other specific categories.
2012-09-12 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce unscheduled material events or corporate changes. The text specifically mentions that the filing includes a press release announcing the estimated book value per common share as of a recent date. The document is short (3373 characters) and primarily serves to furnish this press release as Exhibit 99.1. There are no detailed financial statements or comprehensive financial analysis included, only a brief announcement. According to the rules, such a document is an announcement of information rather than a full financial report. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous filings that do not fit other specific categories and for brief current reports like Form 8-K disclosures.
2012-09-11 English
SC 13D/A Filing
Major Shareholding Notification
2012-08-22 English
8-K Filing
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated August 15, 2012, reporting the entry into a material definitive agreement related to an underwriting agreement for a public offering of common shares. The content focuses on the underwriting agreement, the offering details, and legal opinions related to the issuance of shares. There are no financial statements or quarterly/yearly financial results presented. The document is an update on financing activity, specifically a capital raise through a public offering. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 5454 characters, which is sufficient to contain substantive information about the financing event rather than just an announcement or a brief notice.
2012-08-17 English
424B5 Filing
Capital/Financing Update Classification · 95% confidence The document is a prospectus supplement filed pursuant to Rule 424(b)(5) related to a securities offering by Ellington Financial LLC. It details the offering of 3,500,000 common shares, including pricing, underwriting, use of proceeds, risk factors, and legal matters. The document is a registration and offering document, not a financial report, earnings release, or management discussion. It is a detailed disclosure document used to inform investors about the terms and risks of the share offering. This type of document fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length (15,000 characters) and content confirm it is the actual prospectus supplement, not just an announcement or brief summary. Therefore, the correct classification is CAP with high confidence.
2012-08-15 English
424B5 Filing
Capital/Financing Update Classification · 95% confidence The document is a preliminary prospectus supplement dated August 14, 2012, related to a securities offering by Ellington Financial LLC. It includes detailed information about the offering of 3,500,000 common shares, underwriting details, risk factors, use of proceeds, and legal matters. The document references SEC registration numbers and is part of a registration statement on Form S-3. It is clearly a prospectus supplement, which is a type of capital raising document used to inform investors about a new share issuance. This fits the definition of a Capital/Financing Update (CAP) as it provides updates on company fundraising and financing activities. The document is lengthy (15,000 characters) and contains substantive information about the offering, not merely an announcement or a brief summary, so it is not an RPA or FS. Therefore, the correct classification is CAP with high confidence.
2012-08-14 English

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