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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 908 across all filing types
Latest filing 2014-01-08 Major Shareholding Noti…
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
SC 13D/A Filing
Major Shareholding Notification
2014-01-08 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated December 19, 2013. It provides a Regulation FD Disclosure about preliminary operating results posted on the company's website related to CFTC regulations. The document is relatively short (3353 characters) and primarily serves as a disclosure notice rather than containing detailed financial statements or comprehensive report content. It does not present full financial data or detailed analysis typical of Annual Reports, Interim Reports, or Earnings Releases. It also does not fit into categories like Board changes, M&A, or legal proceedings. Given the nature of the filing as a regulatory disclosure and the absence of substantive financial data, the best classification is Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements and disclosures that do not fit other categories.
2013-12-19 English
8-K Filing
Board/Management Information Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce significant events. The content specifically details the approval of incentive compensation for a named officer, including cash bonus and LTIP units, which falls under changes in management compensation. The key section is Item 5.02, which relates to departure or appointment of directors or officers and compensatory arrangements. This matches the category of Board/Management Information (MANG). The document length is short (3020 characters) and contains detailed information about management compensation, not just an announcement or certification. Therefore, it is not a Regulatory Filing (RNS) or Report Publication Announcement (RPA). Hence, the correct classification is MANG with high confidence.
2013-12-16 English
4 Filing
Director's Dealing
2013-12-13 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, which is used for reporting unscheduled material events or corporate changes. The text mentions a press release announcing estimated book value per common share, included as Exhibit 99.1. The document is short (3158 characters) and primarily serves to furnish this press release. There are no detailed financial statements or comprehensive financial analysis present. The document explicitly states it is a Current Report on Form 8-K, which is a regulatory filing used for timely disclosure of material events. Therefore, this document fits best under Regulatory Filings (RNS) as it is a general regulatory announcement and does not contain a full financial report or other specific report types.
2013-12-06 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated November 25, 2013, by Ellington Financial LLC. It discloses Regulation FD information related to preliminary operating results for the month ended October 31, 2013, posted on the company's website. The document is relatively short (3352 characters) and primarily serves as a disclosure notice rather than containing detailed financial statements or comprehensive report content. It does not present full financial data or detailed analysis but rather informs about the posting of certain information on the website. Therefore, it is best classified as a Regulatory Filing (RNS), which is the fallback category for miscellaneous filings that do not fit other specific categories and includes such current reports and disclosures.
2013-11-26 English

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