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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 908 across all filing types
Latest filing 2015-05-28 Regulatory Filings
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated May 28, 2015, by Ellington Financial LLC. It discloses Regulation FD information about preliminary operating results for the month ended April 30, 2015, posted on the company's website. The document is relatively short (3349 characters) and primarily serves as a regulatory disclosure rather than a full financial report. It does not contain detailed financial statements or substantive financial data but rather a notification of information availability. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements and disclosures that do not fit other specific categories.
2015-05-28 English
8-K Filing
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a Form 8-K current report filed with the SEC, dated May 19, 2015, by Ellington Financial LLC. The content focuses on the submission of matters to a vote of security holders at the company's annual meeting, including election of directors, advisory vote on executive compensation, and ratification of the independent auditor. The document provides detailed voting results for these proposals. This matches the description of 'Declaration of Voting Results & Voting Rights Announcements' (DVA), which covers official results from shareholder votes at any general meeting. The document length is 3621 characters, which is relatively short but contains substantive voting results, not just an announcement of a report. Therefore, it is not a report publication announcement or regulatory filing. The content is not a full annual report, audit report, or management information, but specifically the voting results from the AGM. Hence, the correct classification is DVA with high confidence.
2015-05-19 English
10-Q Filing
Interim / Quarterly Report Q1 2015
2015-05-08 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, which is used for reporting unscheduled material events or corporate changes. The text indicates it includes a press release announcing the estimated book value per common share as of April 30, 2015. The document is relatively short (3144 characters) and primarily serves to disclose this press release. There is no detailed financial data or comprehensive report content, only a press release attached as an exhibit. This fits the profile of a Regulatory Filing (RNS) as it is a general regulatory announcement and does not contain a full financial report or detailed analysis. Therefore, the appropriate classification is Regulatory Filings (RNS).
2015-05-08 English
8-K Filing
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated May 6, 2015, by Ellington Financial LLC. It specifically references Item 2.02 "Results of Operations and Financial Condition" and includes an attached Exhibit 99.1 which is an Earnings Press Release for the quarter ended March 31, 2015. The text states that the press release announces financial results for the quarter, which aligns with the definition of an Earnings Release (ER). The document length is 3448 characters, which is relatively short but contains the actual earnings announcement text as an exhibit, not just a notice of publication. Therefore, it is classified as an Earnings Release (ER).
2015-05-06 English
8-K Filing
Notice of Dividend Amount Classification · 95% confidence The document is a Form 8-K current report filed with the SEC, dated May 4, 2015. The key content is an announcement that the company's Board of Directors declared a dividend for the first quarter of 2015, specifying the dividend amount, payment date, and record date. The document includes a press release as an exhibit. The primary purpose is to announce the dividend amount and payment details, which fits the definition of a Notice of Dividend Amount (DIV). The document length is 2422 characters, which is relatively short and focused on the dividend announcement rather than a full financial report or earnings release. Therefore, the appropriate classification is Notice of Dividend Amount (DIV).
2015-05-05 English

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