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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 908 across all filing types
Latest filing 2018-08-02 Notice of Dividend Amou…
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
8-K Filing
Notice of Dividend Amount Classification · 100% confidence The document is a Form 8-K current report filed with the SEC, dated August 1, 2018. It announces that the company's Board of Directors declared a dividend for the second quarter of 2018, specifying the dividend amount, payment date, and record date. The document includes a press release as an exhibit. The content focuses on the dividend declaration and payment details, which aligns with a Notice of Dividend Amount filing. The document length is short (2866 characters), and it contains the actual dividend information rather than just announcing the publication of a report. Therefore, the appropriate classification is Notice of Dividend Amount (DIV).
2018-08-02 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated July 27, 2018, by Ellington Financial LLC. It references Regulation FD Disclosure and provides preliminary operating results for the month ended June 30, 2018, posted on the company's website. The document is relatively short (3847 characters) and primarily serves as a disclosure filing rather than a full financial report. It does not contain detailed financial statements or substantive financial data but rather a regulatory disclosure update. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements and compliance documents that do not fit other specific categories.
2018-07-27 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated July 9, 2018, by Ellington Financial LLC. It announces the issuance of a press release regarding the estimated book value per common share as of June 30, 2018. The document is short (3636 characters) and primarily serves to furnish this press release as an exhibit. There are no detailed financial statements or substantive financial data included in the text itself, only a reference to the press release. According to the 'Menu vs Meal' rule, this is an announcement of information rather than the full report or financial data. Therefore, the appropriate classification is Regulatory Filings (RNS), which is the fallback category for such filings that do not fit other specific categories.
2018-07-10 English
8-K Filing
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated June 29, 2018, by Ellington Financial LLC. The key content is the announcement of entering into material definitive agreements related to equity distribution agreements for the sale of common shares. It details the terms of the agreements, the agents involved, and the maximum aggregate gross offering price. There are no financial statements or detailed financial performance data included. The document is primarily an announcement of a financing activity (equity distribution agreements) rather than a full financial report or earnings release. It also includes legal opinions and consents as exhibits. Given the focus on fundraising and capital structure changes through equity offerings, this fits the definition of a Capital/Financing Update (CAP). The document length is 7860 characters, which is substantive and not a mere announcement of a report publication. Therefore, the classification is CAP with high confidence.
2018-06-29 English
424B5 Filing
Capital/Financing Update Classification · 100% confidence The document is a prospectus supplement and accompanying prospectus filed pursuant to Rule 424(b)(5) related to an equity offering of common shares. It details the terms of the offering, the agents involved, compensation, risk factors, use of proceeds, and other related information. It is not a financial report, earnings release, or management discussion but rather a capital raising document describing the offering and distribution plan. This fits the definition of a Capital/Financing Update (CAP) filing, which covers updates on company fundraising and financing activities. The document length and content confirm it is not a brief announcement or a report publication announcement but a substantive offering document.
2018-06-29 English
8-K Filing
Regulatory Filings Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, which is a regulatory filing used to disclose material events or updates by a company. The text mentions Regulation FD Disclosure and provides information about preliminary operating results posted on the company's website. The document explicitly states it is a Current Report on Form 8-K and includes standard SEC filing language. The document length is 3846 characters, which is relatively short and does not contain detailed financial statements or comprehensive analysis. It is not an annual or quarterly report, nor an earnings release or management discussion. It is primarily a regulatory disclosure of an event or update. Therefore, the appropriate classification is Regulatory Filings (RNS).
2018-06-27 English

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