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DUKE CAPITAL LIMITED — Investor Relations & Filings

Ticker · DUKE ISIN · GG00BYZSSY63 LEI · 213800GUTKPSJ39SER44 IL Financial and insurance activities
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Filings indexed 304 across all filing types
Latest filing 2024-03-28 Regulatory Filings
Country GG Guernsey
Listing IL DUKE

About DUKE CAPITAL LIMITED

https://www.dukecapital.com

Duke Capital Limited is a provider of hybrid capital solutions for small and medium-sized enterprises (SMEs). The company's financing model combines features of both debt and equity, offering a unique long-term, evergreen capital solution often described as a 'corporate mortgage'. This approach allows business owners to secure funding for events such as management buyouts, buy-and-build strategies, and shareholder restructuring, while retaining majority control and strategic direction. A key feature of Duke's offering is the elimination of refinancing risk and the pressure for a short-term exit, aligning its returns with the long-term success of its partner companies. The firm's investment pillars focus on capital preservation, attractive dividend yield, and providing upside upon exits.

Recent filings

Filing Released Lang Actions
Trading and Operational Update
Regulatory Filings Classification · 98% confidence The document is identified by the RNS Number header and the closing statement indicating it is provided by RNS, the news service of the London Stock Exchange. The content provides a 'Trading and Operational Update' for the third quarter (Q3 FY24) and guidance for the fourth quarter (Q4 FY24), detailing revenue figures, buyouts, and operational changes. This type of periodic financial performance summary, released via a regulatory news service, most closely aligns with an Earnings Release (ER) or potentially an Interim Report (IR) if it were a comprehensive report. However, since it is explicitly framed as a 'Trading Update' and released through RNS, it functions as an initial announcement of period performance highlights, fitting the definition of an Earnings Release (ER). It is not a full 10-K, a formal Audit Report (AR), or a comprehensive Interim Report (IR), but rather a high-level update disseminated through the regulatory news channel.
2024-03-28 English
Interim Dividend and Dividend Declaration
Notice of Dividend Amount Classification · 99% confidence The document explicitly announces an 'Interim Dividend and Dividend Declaration' by Duke Capital Limited. It specifies the dividend amount (0.70 pence per share), the ex-dividend date, the record date, and the payment date. This content directly matches the definition for 'Notice of Dividend Amount' (Code: DIV). Although it is distributed via RNS, the core subject matter is the dividend declaration, making DIV the most specific and accurate classification over the general RNS fallback.
2024-03-21 English
Successful Exit of Investment in Fabrikat
M&A Activity Classification · 99% confidence The document is clearly identified as an RNS Number announcement from Duke Capital Limited, dated March 7, 2024. The content announces a specific corporate event: the 'Successful Exit of Investment in Fabrikat'. This is a material corporate action announcement, not a full periodic report (like 10-K or IR), a presentation (IP), or a transcript (CT). Since it details a specific transaction (an exit/disposal) and is distributed via the RNS system, it fits best under the general 'Regulatory Filings' category (RNS) as a specific corporate event disclosure, as there is no dedicated code for 'M&A Exit Announcement' that is more specific than RNS or TAR (which is for proposals/bids). Given the context of RNS distribution and the nature of the announcement (a specific corporate event disclosure), RNS is the most appropriate general regulatory filing code.
2024-03-07 English
Successful Exit of Investment
M&A Activity Classification · 99% confidence The document begins with 'RNS Number' and is distributed via 'RNS, the news service of the London Stock Exchange'. It announces a specific corporate event: the 'Successful Exit of Investment in Fairmed Healthcare AG', detailing cash consideration and payment schedules. This is a specific corporate announcement made through an official regulatory news service, but it does not fit the definitions for Director's Dealing (DIRS), Dividend Notice (DIV), Capital Change (CAP), or Earnings Release (ER). Since it is a specific, material corporate event announcement distributed via the RNS system, and it is not a full report (like 10-K or IR), the most appropriate classification is the general regulatory announcement category, RNS, as it is a standard regulatory filing notification.
2024-03-06 English
Increased Equity Stake in United Glass Group
M&A Activity Classification · 99% confidence The document is a formal announcement disseminated via RNS (RNS Number: 4293F) from Duke Capital Limited on March 4, 2024. The content explicitly details a change in the company's investment portfolio: an increased equity stake in United Glass Group (UGG) from 30.0% to 73.8% via a £2.9 million secondary share purchase. This transaction involves an acquisition/investment in another entity, which falls under the scope of M&A Activity (TAR) or potentially Capital/Financing Update (CAP) if it were Duke raising capital. Since it describes a significant transaction involving the acquisition of a stake in another company, it aligns best with M&A Activity (TAR). However, given the context of an RNS announcement detailing a specific investment transaction that is not a full takeover bid but a significant share purchase, and considering the available codes, it is a specific corporate action announcement. Since 'TAR' is defined as 'Merger proposals or takeover bids', and this is an investment/stake increase, it is a specific corporate action. If it were a general announcement not fitting other specific categories like DIV, SHA, or POS, RNS would be the fallback. Since it is a specific transaction announcement (not a report itself), and it relates to an investment/stake change, it is most closely related to M&A Activity (TAR) or a general Regulatory Filing (RNS). Given the nature of the transaction (increasing equity stake in a portfolio company), it is a significant corporate event announcement. Since it is not a standard 10-K, ER, or IR, and it's not a director dealing (DIRS) or dividend (DIV), the most fitting specific category for a significant investment/stake change is often grouped near M&A (TAR) or treated as a general regulatory filing (RNS). Because it is a specific corporate action announcement published via RNS, and it doesn't fit the definitions of TAR (takeover bid/merger proposal) perfectly, RNS (General regulatory announcement/fallback) is a strong candidate. However, the transaction is a significant investment/stake acquisition, which is a form of corporate transaction. Let's re-evaluate: It is not a takeover bid (TAR). It is not a share issue by Duke (SHA/POS). It is an investment in another company. In many classification schemes, significant investment/stake acquisition announcements are categorized under M&A or Corporate Actions. Given the options, RNS is the safest fallback for specific, non-standard corporate announcements. I will classify it as RNS as it is a general regulatory announcement published via the RNS system detailing a portfolio change, which doesn't perfectly match TAR (takeover bid).
2024-03-04 English
Name Change Effective
Regulatory Filings Classification · 98% confidence The document is a short announcement filed via RNS (RNS Number : 9622D) from Duke Royalty Limited (now Duke Capital Limited). The content explicitly states that the Registrar of Companies in Guernsey has confirmed a name change, and dealings under the new name will commence on a specific date. This is a formal, non-financial regulatory update concerning the company's identity/listing details, not a comprehensive report (like 10-K or IR) or a specific transaction report (like DIRS or POS). Since it is a general regulatory announcement distributed via the London Stock Exchange's news service (RNS), and it doesn't fit the specific categories like DVA, DLST, or SHA, the most appropriate classification is the general Regulatory Filings category (RNS). The document length is short (3153 chars) and it is an announcement, supporting the RPA/RNS classification, but RNS is more fitting for general corporate actions announced this way.
2024-02-21 English

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