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DB Securities Co.,Ltd — Investor Relations & Filings

Ticker · 016610 ISIN · KR7016610008 LEI · 988400AGT3JXQYVF5146 KO Financial and insurance activities
Filings indexed 5,161 across all filing types
Latest filing 2023-12-08 Share Issue/Capital Cha…
Country KR South Korea
Listing KO 016610

About DB Securities Co.,Ltd

https://www.dbsec.co.kr/company/en/main…

DB Securities Co., Ltd. is a comprehensive financial investment company offering a wide range of financial products and services. The firm's primary operations encompass investment trading, investment brokerage, and investment consulting. Additionally, it is involved in trust services and collective investment management. The company has developed specialized capabilities in various asset classes, including stocks, bonds, and derivatives, to serve its clients.

Recent filings

Filing Released Lang Actions
증권발행실적보고서
Share Issue/Capital Change Classification · 100% confidence The document is a 'Securities Issuance Performance Report' (증권발행실적보고서) filed with the Financial Supervisory Service (FSS) in South Korea. It details the results of a specific issuance of derivative-linked bonds (DLB), including subscription amounts, allocation, and use of proceeds. This type of regulatory filing is a standard post-issuance disclosure required by capital market regulations, which falls under the 'Regulatory Filings' category as it is a specific statutory report on securities issuance performance.
2023-12-08 Korean
증권발행실적보고서
Share Issue/Capital Change Classification · 100% confidence The document is a '증권발행실적보고서' (Report on the Results of Securities Issuance) filed by DB Financial Investment. It details the final results of a specific securities offering (DB Safe Derivative Linked Bond, 5296th series), including subscription amounts, allocation, and the use of proceeds. This type of regulatory filing in the Korean market (DART system) is a standard report on the outcome of a capital issuance, which falls under the 'Regulatory Filings' category as it is a specific post-issuance disclosure required by financial authorities.
2023-12-08 Korean
증권발행실적보고서
Share Issue/Capital Change Classification · 100% confidence The document is a '증권발행실적보고서' (Report on the Results of Securities Issuance) filed by DB Financial Investment. It details the final results of a specific securities issuance (DLS 778th), including subscription amounts, allocation results, and the use of proceeds. This is a standard regulatory filing in South Korea (DART system) used to report the outcome of a public offering. Since it is a formal report of issuance results rather than a general announcement or a periodic financial report, it falls under the category of Regulatory Filings.
2023-12-08 Korean
일괄신고서(파생결합증권-주가연계증권)
Capital/Financing Update Classification · 95% confidence The document is a 'Shelf Registration Statement' (일괄신고서) for Equity-Linked Securities (ELS) filed by DB Financial Investment with the Financial Services Commission of Korea. This type of filing is a regulatory document used to register securities for future issuance. Since it does not fit into specific categories like Annual Reports, Earnings Releases, or M&A, and serves as a formal regulatory filing for financial products, it is classified under 'Regulatory Filings'.
2023-12-08 Korean
일괄신고서(기타파생결합증권)
Capital/Financing Update Classification · 95% confidence The document is a 'Shelf Registration Statement' (일괄신고서) filed by DB Financial Investment with the Financial Services Commission (FSC) in South Korea. It outlines the intent to issue derivative-linked securities over a 12-month period. In the context of financial filings, a shelf registration is a regulatory document that allows an issuer to register securities for future sale. Since it does not fit into specific categories like 'Annual Report' or 'Earnings Release' and serves as a formal regulatory filing for future offerings, it is classified as a Regulatory Filing.
2023-12-08 Korean
일괄신고추가서류(파생결합사채-주가연계파생결합사채)
Capital/Financing Update Classification · 95% confidence The document is a 'Supplementary Filing' (일괄신고추가서류) for a Derivative-Linked Bond (주가연계파생결합사채) issued by DB Financial Investment. It details the specific terms, offering conditions, risk factors, and payoff structures for a specific series (No. 5296). This type of document is a regulatory filing required under South Korean capital market laws for the issuance of structured financial products, which falls under the 'Regulatory Filings' category as it is a specific offering document for a financial instrument.
2023-12-07 Korean

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