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DB Securities Co.,Ltd — Investor Relations & Filings

Ticker · 016610 ISIN · KR7016610008 LEI · 988400AGT3JXQYVF5146 KO Financial and insurance activities
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Filings indexed 5,161 across all filing types
Latest filing 2023-09-25 Capital/Financing Update
Country KR South Korea
Listing KO 016610

About DB Securities Co.,Ltd

https://www.dbsec.co.kr/company/en/main…

DB Securities Co., Ltd. is a comprehensive financial investment company offering a wide range of financial products and services. The firm's primary operations encompass investment trading, investment brokerage, and investment consulting. Additionally, it is involved in trust services and collective investment management. The company has developed specialized capabilities in various asset classes, including stocks, bonds, and derivatives, to serve its clients.

Recent filings

Filing Released Lang Actions
일괄신고서(기타파생결합사채)
Capital/Financing Update Classification · 95% confidence The document is a 'Shelf Registration Statement' (일괄신고서) filed by DB Financial Investment with the Financial Services Commission of South Korea. It outlines the intent to issue derivative-linked securities (기타파생결합사채) and provides general information, risk factors, and references to previous reports. In the context of financial filings, a shelf registration statement is a regulatory filing used to register securities for future issuance. Since it does not fit into specific categories like 'Annual Report' or 'Earnings Release', and is a formal regulatory submission, it is classified as a Regulatory Filing.
2023-09-25 Korean
일괄신고추가서류(파생결합사채-주가연계파생결합사채)
Capital/Financing Update Classification · 95% confidence The document is a '일괄신고추가서류' (Additional Filing Document for Shelf Registration) for a derivative-linked bond (주가연계파생결합사채) issued by DB Financial Investment. It contains detailed terms of the financial product, including the underlying asset (Samsung Electronics), offering price, maturity date, and risk disclosures. This is a formal regulatory filing submitted to the Financial Supervisory Service (FSS) in South Korea, which falls under the category of capital/financing updates or specific securities registration filings. Given the provided categories, 'CAP' (Capital/Financing Update) is the most accurate classification for a document detailing the issuance and terms of a specific financial instrument.
2023-09-22 Korean
투자설명서(일괄신고)
Capital/Financing Update Classification · 95% confidence The document is a 'Investment Prospectus' (투자설명서) for a specific financial product, 'DB Safe 775th Derivative Linked Bond' (DB 세이프 제775회 파생결합사채). It details the offering terms, underlying assets (Samsung Electronics), risk factors, and subscription procedures. This type of document is a formal regulatory filing for a new financial product offering, which falls under the category of 'Regulatory Filings' (RNS) as it is a specific financial product prospectus that does not fit into the other specialized categories like 10-K, Earnings Release, or Investor Presentation.
2023-09-22 Korean
일괄신고추가서류(파생결합사채-주가연계파생결합사채)
Capital/Financing Update Classification · 95% confidence The document is a 'Supplementary Filing for Shelf Registration' (일괄신고추가서류) for a derivative-linked bond (Equity-Linked Bond, ELB) issued by DB Financial Investment. It details the specific terms, offering conditions, and risk disclosures for a particular tranche (Series 5289) under a previously filed shelf registration. This type of document is a regulatory filing required by the Financial Supervisory Service (FSS) in South Korea for the issuance of structured financial products. Since it is a specific regulatory filing for a financial product offering that does not fit into categories like Annual Reports, Earnings Releases, or Proxy Statements, it is classified as a Regulatory Filing (RNS).
2023-09-22 Korean
투자설명서(일괄신고)
Capital/Financing Update Classification · 95% confidence The document is a 'Investment Prospectus' (투자설명서) for a derivative-linked bond (DLS/DLB) issued by DB Financial Investment. It details the terms of the offering, including the underlying asset (Samsung Electronics), subscription period, interest rate structure, and risk factors. This is a formal regulatory document filed for the issuance of a financial product, which falls under the category of capital/financing updates or regulatory filings. Given the specific nature of the document as a prospectus for a new financial product offering, it is classified as a Capital/Financing Update.
2023-09-22 Korean
일괄신고추가서류(파생결합사채-주가연계파생결합사채)
Capital/Financing Update Classification · 95% confidence The document is a '일괄신고추가서류' (Additional Filing Document for Shelf Registration) for a derivative-linked bond (DLS/ELB) issued by DB Financial Investment. It details the specific terms, offering conditions, risk factors, and payoff structures for a specific tranche (DB Safe 776th). This is a regulatory filing required under South Korean capital market laws for the issuance of securities, which falls under the 'Regulatory Filings' category as it is a specific offering document for a financial product.
2023-09-22 Korean

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