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Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
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Filings indexed 974 across all filing types
Latest filing 2006-07-28 Proxy Solicitation & In…
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
Proxy Solicitation & Information Statement 2006
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed proxy statement filed under Schedule 14A pursuant to SEC rules, specifically related to a special meeting of stockholders concerning a proposed merger. It includes solicitation of proxies, voting instructions, and arguments against the merger proposals. The text references proxy cards, voting procedures, and detailed merger proposal information. This matches the definition of a Proxy Solicitation & Information Statement (PSI), which are materials sent to shareholders to provide information and request votes for meetings. The document is not an announcement of voting results, nor a full annual or quarterly report, nor a merger filing itself, but a solicitation document for shareholder votes. Therefore, the correct classification is PSI with high confidence.
2006-07-28 English
AMENDMENT NO. 1 TO FORM S-4
Merger & Acquisition Classification · 100% confidence The document is an Amendment No. 1 to Form S-4, which is a registration statement filed with the SEC under the Securities Act of 1933. It relates to a merger transaction between Sunset Financial Resources, Inc. and Alesco Financial Trust. The text includes detailed information about the merger agreement, issuance of shares, a special meeting of stockholders to approve the merger and related proposals, proxy solicitation details, and extensive disclosures typical of a merger proxy statement/prospectus. The document is not a simple announcement but a comprehensive filing that includes the proxy statement and prospectus related to the merger. According to the filing definitions, merger-related filings such as Form S-4 and amendments thereto fall under the category of Merger & Acquisition (Code: MA). The document is lengthy (15,000 characters) and contains substantive merger-related information, not just an announcement or proxy solicitation alone. Therefore, the correct classification is Merger & Acquisition (MA).
2006-07-26 English
FORM 8-K
Board/Management Information Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is used for current reports to announce major events that shareholders should know about. The content includes the resignation of the CEO and director, appointment of a new CEO, entry into a material definitive agreement (Separation Agreement), amendment of a merger agreement, and other corporate events. These are typical disclosures of management changes and material agreements. There is no detailed financial data or comprehensive financial statements, so it is not an Annual Report (10-K) or Interim Report (IR). The document focuses on management changes and material agreements, which aligns with the Board/Management Information category (MANG). The presence of merger agreement amendments also suggests M&A activity, but the primary focus is on management changes and definitive agreements rather than a full merger filing. Therefore, the best classification is MANG with high confidence.
2006-07-26 English
Proxy Solicitation & Information Statement 2006
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a detailed proxy statement filed under Schedule 14A pursuant to SEC rules, specifically related to a special meeting of stockholders concerning a proposed merger. It includes solicitation of proxies, voting instructions, and arguments against the merger proposal. The document is not a financial report, earnings release, or management discussion but rather a solicitation and information statement for shareholders to vote on corporate actions. This matches the definition of a Proxy Solicitation & Information Statement (PSI). The document length and content confirm it is the actual proxy statement, not just an announcement or summary.
2006-07-18 English
Major Shareholding Notification 2006
Major Shareholding Notification
2006-07-07 English
Proxy Solicitation & Information Statement 2006
Proxy Solicitation & Information Statement
2006-07-06 English

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