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Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
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Filings indexed 974 across all filing types
Latest filing 2006-11-01 Director's Dealing
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
FORM 4
Director's Dealing
2006-11-01 English
FORM 4
Director's Dealing
2006-11-01 English
FORM 3
Director's Dealing
2006-10-27 English
FORM S-3
Capital/Financing Update Classification · 95% confidence The document is a Form S-3 Registration Statement filed with the SEC, which is used for registering securities for public offering under the Securities Act of 1933. It includes detailed information about the company, the securities being offered, risk factors, and other disclosures typical of a registration statement prospectus. This is not a financial report like an Annual Report (10-K) or Interim Report (IR), nor is it an announcement or proxy statement. It is a capital markets filing related to financing activities, specifically a securities registration for offering common stock. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it contains the full registration statement text, not just an announcement or notice, supporting a high confidence in classification.
2006-10-20 English
CURRENT REPORT
Board/Management Information Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, dated October 18, 2006. It reports on the election of a new director, appointment of officers, amendments to the code of ethics, declaration of a dividend, and appointments to board committees. The key content revolves around changes in the company's board of directors and senior management, as well as governance-related updates. There are no financial statements or detailed financial performance data included. The primary focus is on management and board changes, which aligns with the Board/Management Information category. Therefore, the document should be classified as MANG (Board/Management Information). The document length (6690 characters) and content confirm it is not a brief announcement or a report publication notice, but a substantive filing about management changes.
2006-10-20 English
AMEND NO. 1
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K/A (Amendment No. 1) filed with the SEC, which is a current report pursuant to the Securities Exchange Act of 1934. It details a material definitive agreement related to a secured financing transaction involving collateralized debt obligations and preferred shares. The document includes specific financial terms, capital structure details, and management agreements related to the financing. It is not an annual or quarterly report, earnings release, or management discussion, but rather a regulatory filing reporting a significant event (financing transaction). The document is about 7,980 characters, which is substantive and contains detailed information about the transaction. Given the nature of the filing (Form 8-K/A) and the content focusing on a material definitive agreement and financial obligation creation, the most appropriate classification is Capital/Financing Update (CAP).
2006-10-19 English

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