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Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
Filings indexed 974 across all filing types
Latest filing 2007-06-20 Capital/Financing Update
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
PROSPECTUS SUPPLEMENT
Capital/Financing Update Classification · 95% confidence The document is a prospectus supplement and accompanying prospectus related to an offering of common stock by Alesco Financial Inc. It includes detailed information about the offering, risk factors, use of proceeds, underwriting, and legal matters. The document is filed pursuant to Rule 424(b)(3), which is a SEC rule related to prospectus supplements for securities offerings. The content focuses on capital raising and securities issuance rather than financial results, management changes, or regulatory filings. Therefore, this document is best classified as a Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it contains detailed offering information, not just an announcement or a brief summary, supporting a high confidence in this classification.
2007-06-20 English
FORM 8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce specific events. The content describes an announcement about the exercise of an option to purchase additional contingent convertible senior notes, which relates to financing activities. There is no detailed financial statement or comprehensive report, but rather a disclosure of a capital raising event. The document also includes a press release as an exhibit. Given the nature of the announcement about the offering and purchase of notes, this fits the category of Capital/Financing Update (CAP). The document length is short and focused on this event, not a full financial report or earnings release.
2007-06-08 English
ALESCO FINANCIAL INC--FORM S-8
Share Issue/Capital Change Classification · 100% confidence The document is a Form S-8 Registration Statement filed with the SEC, which is used to register securities to be offered under employee benefit plans such as stock option plans or long-term incentive plans. It includes details about the securities to be registered, references to prior filings, and legal opinions. This type of filing is related to share issuance under an employee plan and is not a financial report, earnings release, or management discussion. It is specifically about registering shares for issuance under a stock plan, which aligns with announcements about share issues or capital changes. Therefore, the appropriate classification is Share Issue/Capital Change (SHA). The document length and content confirm it is the registration statement itself, not just an announcement or a proxy statement.
2007-06-05 English
ALESCO FINANCIAL INC--FORM 8-K
Board/Management Information Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content specifically details the issuance of restricted stock awards to directors and officers under a long-term incentive plan. This is a compensatory arrangement involving senior management. The document does not contain financial statements or comprehensive financial data, nor is it an annual or quarterly report. It is not an earnings release or a proxy statement. The key event is the issuance of restricted shares to directors and officers, which falls under management or board changes related to compensation. According to the filing definitions, announcements about compensatory arrangements for officers and directors are best classified under Board/Management Information (MANG). The document also references the Form 10-K for the award agreement but does not include the report itself, so it is not an annual report. Therefore, the correct classification is MANG with high confidence.
2007-05-30 English
FORM 4
Director's Dealing
2007-05-30 English
FORM 4
Director's Dealing
2007-05-30 English

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