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CINDA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601059 ISIN · CNE100005VS2 LEI · 300300E1002411000077 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 358 across all filing types
Latest filing 2025-11-24 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601059

About CINDA SECURITIES CO., LTD.

https://www.cindasc.com/

Cinda Securities Co., Ltd. is a comprehensive financial services provider primarily engaged in securities brokerage, investment banking, and asset management. As a subsidiary of China Cinda Asset Management Co., Ltd., the company leverages its parent organization's expertise in distressed asset management to offer specialized financial solutions. Its core business activities include the underwriting and sponsorship of equity and debt instruments, proprietary trading, and investment consulting. The firm provides a wide range of services to institutional and individual clients, including margin trading, securities lending, and wealth management. Cinda Securities focuses on delivering integrated financial services through its extensive branch network and digital platforms, emphasizing risk management and professional investment research to support client capital growth and corporate financing needs.

Recent filings

Filing Released Lang Actions
信达证券股份有限公司规范与关联方资金往来管理制度
Governance Information Classification · 95% confidence The document is a detailed internal policy titled '规范与关联方资金往来管理制度' (Regulations on Management of Funds Transactions with Related Parties) for 信达证券股份有限公司, revised in November 2025. It outlines principles, responsibilities, and procedures to prevent related parties from occupying company funds, referencing relevant laws and company bylaws. There is no indication that this is a financial report, audit report, or announcement of voting results. It is a governance-related document detailing internal rules and management practices concerning related party transactions and fund management. Therefore, it fits best under Governance Information (CGR). The document length is 2628 characters, which is relatively short but contains substantive governance content rather than a mere announcement or certification, so it is not RPA or RNS.
2025-11-24 Chinese
信达证券股份有限公司董事薪酬与考核管理制度
Governance Information Classification · 95% confidence The document is titled '信达证券股份有限公司董事薪酬与考核管理制度' which translates to 'Cinda Securities Co., Ltd. Board Remuneration and Assessment Management System'. It details the company's internal rules and procedures regarding board members' remuneration, performance evaluation, and related governance practices. It references relevant laws and company bylaws, outlines the organizational structure for remuneration and assessment, and specifies criteria and procedures for board member evaluation and pay. There is no indication that this is an announcement, a report of financial results, or a regulatory filing. Instead, it is a governance document describing internal policies and management of board remuneration and assessment. Therefore, the most appropriate classification is Governance Information (CGR). The document length is 2047 characters, which is consistent with a detailed policy document rather than a brief announcement or report.
2025-11-24 Chinese
信达证券股份有限公司对外担保管理制度
Governance Information Classification · 95% confidence The document is a detailed internal management system for external guarantees by 信达证券股份有限公司, including purpose, scope, responsibilities, procedures, approval processes, contract requirements, disclosure obligations, and accountability. It is a governance and compliance policy document rather than a financial report, earnings release, or announcement. It does not contain financial statements, audit results, or voting results. It is not a presentation or transcript. The document outlines internal rules and governance practices related to external guarantees, which fits the Governance Information (CGR) category.
2025-11-24 Chinese
信达证券股份有限公司募集资金管理制度
Governance Information Classification · 95% confidence The document is titled "信达证券股份有限公司募集资金管理制度 (2025 年11 月修订)" which translates to "Xinda Securities Co., Ltd. Fundraising Management System (Revised November 2025)". The content extensively discusses the management, storage, usage, supervision, and regulatory compliance related to the company's fundraising activities, including detailed rules on the use of raised funds, internal controls, reporting obligations, and regulatory filings. It references laws and regulations related to securities issuance and fundraising, and outlines internal governance and procedural rules for managing capital raised through securities issuance. This document is a detailed policy or governance document related to capital raising and fund management rather than a financial report, announcement, or presentation. It does not contain financial statements, earnings data, or voting results. It is not a report publication announcement or a certification. It is a governance-related document detailing internal rules and procedures for managing raised capital. Therefore, the most appropriate classification is Governance Information (CGR).
2025-11-24 Chinese
信达证券股份有限公司董事会议事规则
Governance Information Classification · 100% confidence The document is titled "信达证券股份有限公司董事会议事规则 (2025 年11 月修订)" which translates to "Rules of Procedure for the Board of Directors of Cinda Securities Co., Ltd. (Revised November 2025)". The content extensively details the governance structure, duties, meeting procedures, responsibilities, and rules related to the board of directors. It references relevant laws and regulations governing board conduct and company governance. There is no financial data, earnings information, or report publication announcement. The document is a governance-related internal rules document, fitting the category of Governance Information (CGR).
2025-11-24 Chinese
信达证券股份有限公司董事和高级管理人员所持公司股份及其变动管理制度
Director's Dealing Classification · 95% confidence The document is titled as a management system for the holdings and changes in shares held by directors and senior management of 信达证券股份有限公司. It details rules, restrictions, reporting, and disclosure requirements related to share ownership and transactions by directors and senior management. It includes sections on prohibitions, reporting obligations, and penalties related to insider trading and share transactions by these individuals. The content is regulatory and governance-focused, specifically about directors' dealings in company shares. It is not a financial report, earnings release, or general regulatory filing. The document fits the definition of 'Director's Dealing' (DIRS), which covers reports of personal share transactions by company directors and executives. The presence of detailed rules and forms related to directors' shareholdings and transactions confirms this classification. The document length and detail also indicate it is the actual policy document, not just an announcement or summary.
2025-11-24 Chinese

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