Skip to main content
CINDA SECURITIES CO., LTD. logo

CINDA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601059 ISIN · CNE100005VS2 LEI · 300300E1002411000077 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 358 across all filing types
Latest filing 2024-03-26 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601059

About CINDA SECURITIES CO., LTD.

https://www.cindasc.com/

Cinda Securities Co., Ltd. is a comprehensive financial services provider primarily engaged in securities brokerage, investment banking, and asset management. As a subsidiary of China Cinda Asset Management Co., Ltd., the company leverages its parent organization's expertise in distressed asset management to offer specialized financial solutions. Its core business activities include the underwriting and sponsorship of equity and debt instruments, proprietary trading, and investment consulting. The firm provides a wide range of services to institutional and individual clients, including margin trading, securities lending, and wealth management. Cinda Securities focuses on delivering integrated financial services through its extensive branch network and digital platforms, emphasizing risk management and professional investment research to support client capital growth and corporate financing needs.

Recent filings

Filing Released Lang Actions
信达证券股份有限公司董事会审计委员会2023年度履职报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2023 Annual Performance Report" of Xinda Securities Co., Ltd. It details the audit committee's composition, meetings held in 2023, oversight of external audit work, appointment of accounting firms, review of financial reports and related party transactions, evaluation of internal controls, and internal audit supervision. The document is a detailed report on the audit committee's activities and responsibilities for the year 2023, including references to audit reports and financial statements but is not itself a full annual report or standalone audit report. It is a committee's performance report related to audit functions, which fits best under the category of Audit Report / Information (AR). The document length is 3610 characters, which is relatively short but contains substantive content about audit committee activities and audit oversight, not merely an announcement or certification. Therefore, the classification is AR with high confidence. FY 2023
2024-03-26 Chinese
信达证券股份有限公司对2023年度年审会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled as an evaluation report on the performance of the annual audit accounting firm for the year 2023. It discusses the qualifications, independence, and audit procedures of the accounting firm Tianzhi International, including details about the audit scope, standards followed, and the audit report issued (standard unqualified opinion). The document is a detailed assessment of the audit firm's performance rather than the audit report itself or the full annual report. It does not contain financial statements or substantive financial data but rather an evaluation of the auditor's work. This fits the definition of an Audit Report / Information (AR) filing, which includes standalone audit reports and evaluations of audit firms' performance, excluding full annual reports. The document length is 1862 characters, which is consistent with a detailed report but not a full annual report. Therefore, the correct classification is AR with high confidence. FY 2023
2024-03-26 Chinese
中信建投证券股份有限公司关于信达证券股份有限公司2023年度持续督导年度报告书
Audit Report / Information Classification · 95% confidence The document is titled as a "持续督导年度报告书" which translates to "Annual Continuous Supervision Report" issued by the sponsor (中信建投证券股份有限公司) for the company 信达证券股份有限公司. It details the continuous supervision activities conducted in 2023, including compliance with regulatory requirements, information disclosure review, internal control, governance, and other supervisory duties. The document references regulatory frameworks such as the China Securities Regulatory Commission and Shanghai Stock Exchange rules. It is a detailed report on the sponsor's ongoing supervision work rather than a general annual report or financial statement. The content is consistent with a regulatory or audit-related report focusing on compliance and supervision rather than financial results or management discussion. Therefore, the most appropriate classification is Audit Report / Information (AR). The document length (7357 characters) and detailed supervisory content support this classification rather than a brief announcement or a report publication announcement. FY 2023
2024-03-26 Chinese
信达证券股份有限公司2023年度财务报表审计报告
Audit Report / Information Classification · 95% confidence The document is titled as an "审计报告" (Audit Report) for 信达证券股份有限公司 (Xinda Securities Co., Ltd.) with a specific professional certificate number and dated for the fiscal year ending December 31, 2023. It contains detailed audit opinions, basis for audit opinions, key audit matters, responsibilities of management and auditors, and includes consolidated and parent company financial statements with notes. The content is comprehensive and includes actual financial data and analysis, not just an announcement or certification. This matches the definition of an Audit Report / Information (AR) filing, which is a standalone audit report including applied accounting principles and audit results, distinct from a full Annual Report (10-K). The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. Therefore, the correct classification is AR with high confidence. FY 2023
2024-03-26 Chinese
信达证券股份有限公司2023年度独立董事述职报告（刘俊勇）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director's Annual Work Report" for the year 2023 by an independent director of a securities company. It details the director's attendance at meetings, compliance with laws and regulations, review of financial reports, internal controls, audit firm changes, management appointments, and other governance-related activities during the year. The content focuses on the director's duties, opinions, and evaluations rather than presenting full financial statements or comprehensive company performance data. It is a detailed management/governance report on the director's activities and oversight rather than a full annual report or audit report. Therefore, the document fits best under Board/Management Information (MANG) as it relates to board activities and management oversight.
2024-03-26 Chinese
信达证券股份有限公司第六届董事会第三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the sixth board of directors meeting of 信达证券股份有限公司 on March 26, 2024. It includes approvals of various reports and proposals related to the 2023 fiscal year, such as the board work report, independent directors' reports, audit reports, financial statements, profit distribution plan, and the 2023 annual report. However, the document itself does not contain the full annual report or the detailed financial statements; instead, it references that these reports are published separately on the Shanghai Stock Exchange website and in newspapers. The document is essentially a formal announcement of the board meeting decisions and the submission of these reports to the shareholders for approval. Given the nature of the content—board meeting resolutions and references to reports rather than the reports themselves—this document fits best into the category of Board/Management Information (MANG). The length (5332 characters) and detailed voting results support that this is a comprehensive board meeting announcement rather than a brief report publication announcement or a full annual report. Therefore, the classification is MANG with high confidence.
2024-03-26 Chinese

Browse filings by year

5 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.