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CINDA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601059 ISIN · CNE100005VS2 LEI · 300300E1002411000077 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 358 across all filing types
Latest filing 2025-03-25 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601059

About CINDA SECURITIES CO., LTD.

https://www.cindasc.com/

Cinda Securities Co., Ltd. is a comprehensive financial services provider primarily engaged in securities brokerage, investment banking, and asset management. As a subsidiary of China Cinda Asset Management Co., Ltd., the company leverages its parent organization's expertise in distressed asset management to offer specialized financial solutions. Its core business activities include the underwriting and sponsorship of equity and debt instruments, proprietary trading, and investment consulting. The firm provides a wide range of services to institutional and individual clients, including margin trading, securities lending, and wealth management. Cinda Securities focuses on delivering integrated financial services through its extensive branch network and digital platforms, emphasizing risk management and professional investment research to support client capital growth and corporate financing needs.

Recent filings

Filing Released Lang Actions
信达证券股份有限公司第六届监事会第八次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of 信达证券股份有限公司 (Cinda Securities Co., Ltd.) regarding the approval of various reports and proposals related to the 2024 fiscal year, including the 2024 Annual Report, Social Responsibility Report, Profit Distribution Plan, Financial Final Accounts Report, Internal Control Evaluation Report, Internal Audit Work Report, Related Party Transaction Audit Report, Risk Management Report, and other related documents. The document includes voting results and states that some proposals will be submitted to the shareholders' meeting for approval. The document itself is a formal announcement of the Supervisory Board's meeting resolutions rather than the full reports themselves. It is relatively short (2303 characters) and references the full 2024 Annual Report and other reports being published elsewhere (e.g., on the Shanghai Stock Exchange website and newspapers). Therefore, this document is an announcement of the Supervisory Board meeting resolutions and approvals, not the full Annual Report or other reports. This fits best under the category of Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other specific categories. The document is not a full Annual Report (10-K), nor is it a Proxy Solicitation or Voting Results announcement. It is also not a Management Report or Audit Report standalone. Hence, the classification is RNS with high confidence.
2025-03-25 Chinese
信达证券股份有限公司2024年年度报告摘要
Annual Report Classification · 95% confidence The document is titled as "2024 年年度报告摘要" which translates to "2024 Annual Report Summary". It contains detailed financial data for the year 2024, including total assets, net profit, quarterly financial data, shareholder information, bond information, and management discussion references. The document is 7417 characters long, which is substantial and contains actual financial data and analysis, not just an announcement or a link to a report. It also references the full annual report available on the Shanghai Stock Exchange website, indicating this is a summary of the full annual report. The presence of audited financial data and detailed financial metrics confirms this is an Annual Report document rather than a mere announcement or other filing type. Therefore, the document should be classified as an Annual Report (10-K). FY 2024
2025-03-25 Chinese
信达证券股份有限公司董事会审计委员会2024年度履职报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2024 Annual Performance Report" of 信达证券股份有限公司. It details the audit committee's activities, meetings, evaluations of external auditors, internal control assessments, and oversight of financial reports for the year 2024. The content focuses on the audit committee's role and their review of audit reports and internal controls rather than presenting the full audit report or financial statements themselves. The document length is 3764 characters, which is relatively short and consistent with a committee report rather than a full audit report. It is not an announcement of a report but a detailed committee report on their duties and findings. This fits the category of an Audit Report / Information (AR), which includes standalone audit reports and related supervisory information, excluding full annual reports. Therefore, the appropriate classification is AR with high confidence. FY 2024
2025-03-25 Chinese
中信建投证券股份有限公司关于信达证券股份有限公司2024年度持续督导工作现场检查报告
Audit Report / Information Classification · 95% confidence The document is titled as a "2024年度持续督导工作现场检查报告" which translates to "2024 Annual Continuous Supervision On-Site Inspection Report". It is issued by a sponsoring institution (中信建投证券股份有限公司) regarding 信达证券股份有限公司. The content details the on-site inspection of company governance, internal controls, information disclosure, independence, related party transactions, guarantees, major investments, and operational status for the year 2024. It references compliance with Shanghai Stock Exchange listing rules and continuous supervision guidelines. The document is a detailed report of the supervisory inspection work rather than an announcement or a brief summary. It contains substantive findings and opinions on the company's governance and operations for the year 2024. The length is under 5,000 characters but the content is a full inspection report, not a mere announcement or certification. This type of document fits best under Audit Report / Information (AR) as it is a standalone audit-like supervisory inspection report, not a full annual report or interim report, nor a regulatory filing or announcement. Therefore, the classification is AR with high confidence. FY 2024
2025-03-25 Chinese
关于信达证券股份有限公司2024年度非经营性资金占用及其他关联资金往来情况的专项说明
Audit Report / Information Classification · 95% confidence The document is a special explanation report regarding non-operating fund occupation and other related party fund transactions for the year 2024 by 信达证券股份有限公司. It references an audit report issued by an accounting firm and includes detailed tables of related party transactions. The document is not a full annual report or interim report but a specific supplementary disclosure related to regulatory requirements on related party transactions and fund occupation. It is not an announcement of a report but the report itself, given it contains substantive data and explanations. This fits the category of Audit Report / Information (AR), as it is a standalone audit-related disclosure focusing on specific financial and regulatory compliance matters, not the full annual report or earnings release. FY 2024
2025-03-25 Chinese
信达证券股份有限公司2024年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2024 年度内部控制评价报告' which translates to '2024 Annual Internal Control Evaluation Report' for 信达证券股份有限公司 (Cinda Securities Co., Ltd.). It is a detailed report on the company's internal control evaluation for the year ending December 31, 2024. The content includes detailed descriptions of internal control objectives, evaluation conclusions, scope, work basis, defect recognition standards, and rectification status. It is a comprehensive report on internal control effectiveness and compliance, not merely an announcement or summary. The document length is substantial (over 14,000 characters), indicating it is the full report rather than a brief announcement. This type of report fits best under the category of Audit Report / Information (AR), as it deals with internal control evaluation, audit opinions, and compliance with regulatory internal control standards, which is distinct from the full Annual Report (10-K) or other categories. FY 2024
2025-03-25 Chinese

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