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CAPITAL SOUTHWEST CORP — Investor Relations & Filings

Ticker · CSWC ISIN · US1405011073 LEI · 54930023YZ4YEJEDBO56 US Financial and insurance activities
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Filings indexed 1,324 across all filing types
Latest filing 2026-02-09 Director's Dealing
Country US United States of America
Listing US CSWC

About CAPITAL SOUTHWEST CORP

https://www.capitalsouthwest.com/

Capital Southwest Corp. is an internally managed, credit-focused business development company that provides flexible capital solutions to lower middle market businesses. As an active direct lender, it specializes in originating customized debt and equity financing to support company growth, acquisitions, and capital investments. The firm's primary focus is on underwriting lending opportunities, including floating-rate first lien debt securities, for companies often backed by private equity firms. It originates investments of up to $75 million and also participates in club deals led by other lenders. The company's investment approach balances capital preservation with long-term shareholder returns while meeting the needs of its portfolio companies.

Recent filings

Filing Released Lang Actions
4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
Director's Dealing
2026-02-09 English
10-Q Filing
Interim / Quarterly Report Q3 2026
2026-02-02 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The text includes an Item 2.02 Results of Operations and Financial Condition, which references a press release (Exhibit 99.1) issued by the company, and Item 7.01 Regulation FD Disclosure, which references an investor presentation (Exhibit 99.2). The document itself does not contain detailed financial statements or substantive financial data but rather announces the release of a press release and an investor presentation. The document length is 4080 characters, which is relatively short and consistent with an announcement rather than a full report. According to the MENU VS MEAL RULE, this is an announcement of reports (press release and investor presentation) rather than the reports themselves. Therefore, the appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement and does not fit other specific categories like Earnings Release or Investor Presentation directly since it only furnishes those as exhibits.
2026-02-02 English
424B3 Filing
Capital/Financing Update Classification · 95% confidence The document is a Supplement No. 5 to a Prospectus related to an "at-the-market" offering of common stock by Capital Southwest Corporation. It includes detailed information about the offering status, fees and expenses, market information, and share price ranges. The document references the prospectus and prospectus supplement dated in 2024 and provides updates as of early 2026. The content focuses on the terms and conditions of the equity offering, sales agents, and financial details related to the offering and stock price performance. This type of document is a capital raising disclosure, specifically an offering supplement to a prospectus, which fits the category of Capital/Financing Update (CAP). It is not an annual report, earnings release, or regulatory filing, but a detailed update on the capital raising activity and related financial information.
2026-02-02 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated January 30, 2026. It announces the tax treatment of the company's 2025 dividends and includes a press release as an exhibit. The text explicitly states that the information is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Exchange Act, indicating this is an announcement rather than a full report. The document length is 3630 characters, which is relatively short and consistent with an announcement rather than a full financial report. There are no detailed financial statements or substantive financial data included, only a summary of dividend tax treatment. Therefore, this document is best classified as a Regulatory Filing (RNS), which is the fallback category for miscellaneous filings that do not fit other specific categories and includes announcements like this one.
2026-01-30 English
8-K Filing
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The text specifically mentions "Item 2.02 Results of Operations and Financial Condition" and references a press release with preliminary financial estimates for the quarter ended December 31, 2025. The document is short (3460 characters) and primarily serves to announce the issuance of a press release containing financial results, rather than containing the full financial data itself. According to the "Menu vs Meal" rule, such a document is an announcement of a report (press release) rather than the report itself. Therefore, it should be classified as an Earnings Release (ER), which is the initial announcement of quarterly financial results.
2026-01-15 English

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