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CAIDA SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 600906 ISIN · CNE100005295 LEI · 300300E1010513000058 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 478 across all filing types
Latest filing 2022-04-21 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 600906

About CAIDA SECURITIES CO.,LTD.

Caida Securities Co., Ltd. is a comprehensive financial services provider specializing in a wide range of capital market activities. The firm offers services including securities brokerage, investment consulting, and financial advisory related to securities trading. Its operations extend to securities underwriting and sponsorship, proprietary trading, and asset management. Additionally, the company provides margin trading and short selling services to its clients. With a focus on both individual and institutional investors, the firm leverages its integrated platform to deliver wealth management solutions and investment banking services. It maintains a robust network of branch offices to facilitate client access to capital markets and diverse investment products.

Recent filings

Filing Released Lang Actions
财达证券股份有限公司关于向专业投资者公开发行次级公司债券获中国证监会注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from 财达证券股份有限公司 regarding the approval from the China Securities Regulatory Commission (CSRC) for the company to publicly issue subordinated corporate bonds to professional investors. It details the registration approval, issuance limits, validity period, and compliance requirements. The content focuses on a capital raising activity through bond issuance, which aligns with updates on financing activities or capital structure changes. The document is relatively short (558 characters) and is not a full financial report or detailed presentation but an announcement of a financing approval. Therefore, it fits best under the category 'Capital/Financing Update' (CAP).
2022-04-21 Chinese
财达证券股份有限公司第三届监事会第三次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of 财达证券股份有限公司 regarding multiple agenda items discussed and approved in their meeting held on April 15, 2022. The items include approval of the 2021 Annual Report and its summary, the 2021 financial statements, profit distribution plan, appointment of auditors, and various reports such as social responsibility, internal control evaluation, compliance, risk management, and others. The document is a formal announcement of the Supervisory Board's meeting resolutions and approvals, not the actual reports themselves. It also states that these resolutions will be submitted to the shareholders' meeting for further approval. The document length is relatively short (2583 characters) and primarily serves as a meeting resolution announcement rather than a full report. Therefore, it fits best under the category of Regulatory Filings (RNS), which is the fallback for announcements and filings that do not constitute full reports or presentations.
2022-04-15 Chinese
财达证券股份有限公司2021年度社会责任报告
Regulatory Filings
2022-04-15 Chinese
财达证券股份有限公司独立董事关于第三届董事会第三次会议相关事项及公司对外担保、关联方资金占用专项说明的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion report from independent directors of a company regarding various corporate governance and financial matters, including profit distribution, related party transactions, auditor reappointment, director and senior management remuneration, appointment of a deputy general manager, asset impairment provisions, use of raised funds, internal control evaluation, related party fund occupation, and external guarantees. The document references compliance with laws, regulations, and company bylaws, and provides independent opinions on these matters. It is not a full annual report or financial statement but rather a governance-related opinion document. The content focuses on board and management matters, including director and senior management assessments and appointments, which aligns with Board/Management Information filings. The document length is 3155 characters, relatively short, and it contains substantive content rather than just an announcement or certification. Therefore, the most appropriate classification is Board/Management Information (MANG).
2022-04-15 Chinese
财达证券股份有限公司2021年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled as an "内部控制审计报告" which translates to "Internal Control Audit Report." It is issued by a certified public accounting firm and includes an audit opinion on the effectiveness of the company's internal control over financial reporting as of December 31, 2021. The document is a standalone audit report focusing on internal control audit results, not a full annual report or financial statement. It does not appear to be a brief announcement or a certification letter but a formal audit report. Therefore, it fits the category of Audit Report / Information (AR). The document length is 1922 characters, which is consistent with a standalone audit report rather than a short announcement or certification. FY 2021
2022-04-15 Chinese
关于财达证券股份有限公司非经营性资金占用及其他关联资金往来情况汇总表的专项审计报告
Audit Report / Information Classification · 100% confidence The document is a specialized audit report titled "专项审计报告" (Special Audit Report) concerning non-operating fund occupation and other related party fund transactions of 财达证券股份有限公司 for the year 2021. It is issued by an accounting firm (中审众环会计师事务所) and includes detailed audit findings and tables related to the company's financial dealings with related parties. The report references compliance with Chinese securities regulatory guidelines and auditing standards. It is not a full annual report (10-K), nor an earnings release or management discussion. It is a standalone audit report focusing on a specific audit area, consistent with the definition of Audit Report / Information (AR). The document length (7163 characters) and content confirm it is the report itself, not merely an announcement or certification. Therefore, the appropriate classification is AR (Audit Report / Information). FY 2021
2022-04-15 Chinese

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