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Axos Financial, Inc. — Investor Relations & Filings

Ticker · AX ISIN · US05465C2098 LEI · 529900D8M56422GK9O25 US Financial and insurance activities
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Filings indexed 1,547 across all filing types
Latest filing 2025-09-16 Capital/Financing Update
Country US United States of America
Listing US AX

About Axos Financial, Inc.

https://investors.axosfinancial.com/cor…

Axos Financial, Inc. is a holding company providing diversified financial services through its principal subsidiaries: Axos Bank, Axos Clearing LLC, and Axos Invest, Inc. Axos Bank offers a full suite of consumer and business banking products nationwide, operating through a low-cost, digital distribution model. Axos Clearing LLC delivers comprehensive securities clearing and custody services to introducing broker-dealers and registered investment advisor (RIA) correspondents, partly through its Axos Advisor Services division. Axos Invest, Inc. provides digital investment advisory services tailored for retail investors. The company integrates technology to offer a broad spectrum of financial solutions across banking, borrowing, and investing for individuals, businesses, and institutions.

Recent filings

Filing Released Lang Actions
424B5
Capital/Financing Update Classification · 95% confidence The document is a preliminary prospectus supplement filed pursuant to Rule 424(b)(5) related to a securities offering, specifically subordinated notes due 2035. It includes detailed terms of the offering, risk factors, underwriting details, and references to a shelf registration statement (Form S-3ASR). The document is not a financial report, earnings release, or management discussion, but rather a capital raising disclosure. It is a formal offering document used to inform investors about the terms and risks of the debt securities being offered. This type of document fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The length and detail confirm it is the actual offering document, not just an announcement or summary. Therefore, the correct classification is CAP with high confidence.
2025-09-16 English
FWP
Investor Presentation Classification · 95% confidence The document is titled as an "Investor Presentation" and contains detailed information about Axos Financial, Inc.'s subordinated notes offering, management team, financial metrics, business model, and growth strategy. It includes forward-looking statements, disclaimers, and detailed business and financial data typical of presentations aimed at investors. There is no indication that this is a formal regulatory filing like an Annual Report (10-K) or an Earnings Release (ER). The length (15,000 characters) and content suggest it is a full presentation rather than a brief announcement or certification. Therefore, the document fits the category of an Investor Presentation (IP).
2025-09-16 English
PRIMARY DOCUMENT
Director's Dealing
2025-09-12 English
Regulatory Filings 2025
Regulatory Filings
2025-09-10 English
8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K current report filed with the SEC, dated September 10, 2025, for Axos Financial, Inc. It includes a Regulation FD Disclosure about an investor presentation to be used at meetings starting around September 11, 2025. The document states that the presentation is attached as exhibits (99.1 and 99.2). The text explicitly mentions that this Form 8-K and the attached information are not "filed" for purposes of Section 18 and are not incorporated by reference into other filings, indicating this is an announcement of a presentation rather than the presentation itself. The document length is 3527 characters, which is relatively short and consistent with an announcement rather than a full investor presentation. Therefore, this filing is best classified as a Regulatory Filing (RNS) because it is a current report announcing the availability of an investor presentation, not the presentation document itself.
2025-09-10 English
PRIMARY DOCUMENT
Director's Dealing
2025-09-08 English

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