Skip to main content
Axos Financial, Inc. logo

Axos Financial, Inc. — Investor Relations & Filings

Ticker · AX ISIN · US05465C2098 LEI · 529900D8M56422GK9O25 US Financial and insurance activities
Open in API
Filings indexed 1,547 across all filing types
Latest filing 2023-12-07 Capital/Financing Update
Country US United States of America
Listing US AX

About Axos Financial, Inc.

https://investors.axosfinancial.com/cor…

Axos Financial, Inc. is a holding company providing diversified financial services through its principal subsidiaries: Axos Bank, Axos Clearing LLC, and Axos Invest, Inc. Axos Bank offers a full suite of consumer and business banking products nationwide, operating through a low-cost, digital distribution model. Axos Clearing LLC delivers comprehensive securities clearing and custody services to introducing broker-dealers and registered investment advisor (RIA) correspondents, partly through its Axos Advisor Services division. Axos Invest, Inc. provides digital investment advisory services tailored for retail investors. The company integrates technology to offer a broad spectrum of financial solutions across banking, borrowing, and investing for individuals, businesses, and institutions.

Recent filings

Filing Released Lang Actions
8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, which is used for reporting unscheduled material events or corporate changes. The text describes an acquisition event by Axos Financial's subsidiary, including details of the transaction and a press release attached as an exhibit. The document is relatively short (3360 characters) and primarily serves as an announcement of a financing-related transaction (acquisition of loan portfolios). It does not contain comprehensive financial statements or detailed financial analysis. Therefore, it fits best under Capital/Financing Update (CAP) as it updates on a significant financing activity (acquisition of loan portfolios).
2023-12-07 English
PRIMARY DOCUMENT
Director's Dealing
2023-12-06 English
8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce significant events. The content specifically reports the withdrawal of credit ratings by Moody's for Axos Financial and its bank subsidiary. There are no financial statements or detailed financial data included, only an event announcement. The document length is 3342 characters, which is relatively short and consistent with an event announcement rather than a full financial report. The nature of the content fits best with Regulatory Filings (RNS), as it is a general regulatory announcement about a rating withdrawal and does not fit into other specific categories like earnings release or capital update.
2023-12-05 English
8-K
Board/Management Information Classification · 100% confidence The document is a Form 8-K Current Report filed with the SEC, dated November 27, 2023. The key content is the announcement of the election of a new director, Sara Wardell-Smith, to the Board of Directors of Axos Financial, Inc. It details the director's term, committee expectations, compensation, and indemnification agreement. There is no financial data or report content, only a management/board change announcement. This fits the category of Board/Management Information (MANG). The document length is 4582 characters, which is consistent with a typical 8-K filing for management changes. Therefore, the correct classification is MANG with high confidence.
2023-11-29 English
8-K
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a Form 8-K filed with the SEC, dated November 9, 2023, reporting the results of the company's Annual Meeting of stockholders. It details the voting results on various proposals including election of directors, advisory votes on executive compensation, approval of a stock incentive plan, and ratification of the independent auditor. The key section is Item 5.07, which specifically covers the submission of matters to a vote of security holders. This matches the definition of Declaration of Voting Results & Voting Rights Announcements (DVA). The document is about the official results from shareholder votes at the AGM, not the AGM materials themselves or other report types. The length and content confirm it is not a brief announcement or a proxy statement but a full voting results report.
2023-11-13 English
8-K
Investor Presentation Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated November 2, 2023, by Axos Financial, Inc. It specifically mentions "Item 7.01 Regulation FD Disclosure" and states that the company will use the presentation provided in the exhibits at investor meetings starting November 7, 2023. The exhibits include presentations (PDF and other format). The text clarifies that this Form 8-K and the attached information are not "filed" for certain regulatory purposes and are intended for investor meetings. The document length is 3579 characters, which is relatively short and consistent with an announcement or disclosure rather than a full report. The content is focused on providing a presentation for investors, not a full financial report or earnings release. Therefore, this document is best classified as an Investor Presentation (IP) filing type, as it provides detailed presentation materials for investors focusing on financials, strategy, and market position, consistent with the description of Item 7.01 Regulation FD Disclosure in an 8-K.
2023-11-02 English

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.