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Ares Dynamic Credit Allocation Fund, Inc. — Investor Relations & Filings

Ticker · ARDC ISIN · US04014F1021 LEI · 549300BZI16VZUT2N044 US Financial and insurance activities
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Filings indexed 354 across all filing types
Latest filing 2016-12-20 Director's Dealing
Country US United States of America
Listing US ARDC

About Ares Dynamic Credit Allocation Fund, Inc.

https://arespublicfunds.com/overview/

Ares Dynamic Credit Allocation Fund, Inc. is a closed-end management investment company. Its primary investment objective is to provide an attractive level of total return, focusing on current income and, secondarily, capital appreciation. The Fund invests in a dynamically managed portfolio of credit instruments. This portfolio primarily consists of senior secured loans and high-yield corporate bonds, typically from issuers with debt rated below investment grade. The strategy also includes investments in securities of collateralized loan obligations (CLOs) and other fixed-income instruments, which may be represented by derivatives. Managed by an affiliate of Ares Management, the investment approach emphasizes capital preservation and minimizing downside risk. The Fund may utilize leverage as part of its investment strategy.

Recent filings

Filing Released Lang Actions
4
Director's Dealing
2016-12-20 English
40-17G
Regulatory Filings Classification · 95% confidence The document is a filing addressed to the U.S. Securities and Exchange Commission Division of Investment Management, referencing Rule 17g-1 of the Investment Company Act of 1940. It includes a fidelity bond for investment funds, a Secretary's Certificate, and a Joint Fidelity Bond Agreement. The content is focused on compliance with regulatory requirements related to fidelity bonds for investment companies, including detailed terms of the bond and coverage. There are no financial statements, earnings data, or management discussion of financial results. The document is a regulatory compliance filing related to insurance and bonding requirements under the Investment Company Act, not a financial report or announcement of voting results, management changes, or capital activities. It is not a report publication announcement since it contains substantive content rather than just a notice. It is best classified as a Regulatory Filing (RNS) because it is a compliance document submitted to the SEC that does not fit into other specific categories such as Annual Report, Audit Report, or Capital Update.
2016-12-13 English
3
Director's Dealing
2016-11-08 English
CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES
Board/Management Information Classification · 100% confidence The document is a Form 8-K filed with the SEC, dated November 1, 2016, reporting a material corporate change: the resignation of a director (Mr. M. Freddie Reiss) and the appointment of a new director (Mr. James K. Hunt) to the board of directors of Ares Dynamic Credit Allocation Fund, Inc. The content focuses on changes in the board of directors and related committee appointments. There are no financial statements or earnings data, no audit or regulatory stress test information, no voting results, no merger or acquisition details, and no dividend or capital structure updates. The document fits the definition of "Board/Management Information (MANG)" as it announces changes in the company's board of directors. The document length (6160 characters) is sufficient to be a substantive filing rather than a brief announcement. Therefore, the correct classification is MANG with high confidence.
2016-11-02 English
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS
Interim / Quarterly Report Classification · 100% confidence The document is titled 'FORM N-Q' and is described as a 'QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY.' It includes detailed listings of investments, such as floating rate term loans and corporate bonds, with values and principal amounts as of July 31, 2016. The presence of detailed portfolio holdings and the quarterly reporting period indicates this is a quarterly report filed by an investment company. Form N-Q is a known SEC filing used by registered management investment companies to report their complete portfolio holdings for the first and third fiscal quarters. This matches the definition of an Interim / Quarterly Report (IR) as it contains substantive financial data and analysis for a period shorter than a full fiscal year. Therefore, the correct classification is IR.
2016-09-29 English
N-PX
Regulatory Filings Classification · 95% confidence The document is a Form N-PX, which is an annual report of proxy voting records for a registered management investment company. It covers the proxy voting record for the fiscal year July 1, 2015 to June 30, 2016. The document is relatively short (1960 characters) and contains the proxy voting record information, not just an announcement or certification. Form N-PX filings are specific to proxy voting records and do not fall under typical annual reports or other financial reports. Given the nature of the document and its content, it fits best under Regulatory Filings (RNS) as a general regulatory filing related to proxy voting records, since there is no specific category for N-PX filings in the provided list.
2016-07-26 English

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