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Aquis Exchange Plc — Investor Relations & Filings

Ticker · AQX ISIN · GB00BD5JNK30 LEI · 213800IXJSF5E1SIW150 IL Financial and insurance activities
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Filings indexed 246 across all filing types
Latest filing 2024-11-20 Major Shareholding Noti…
Country GB United Kingdom
Listing IL AQX

About Aquis Exchange Plc

https://www.aquis.eu/

Aquis Exchange Plc is a financial markets creator and facilitator operating through three distinct divisions. The Aquis Exchange division runs a pan-European multilateral trading facility (MTF) for cash equities, offering high-speed, low-cost trading for brokers and institutional investors. The Aquis Stock Exchange (AQSE) division provides a primary and secondary market for growth companies to raise capital and for the trading of their securities. The Aquis Technologies division develops and licenses its award-winning, cloud-native trading platform and matching engine technology to other financial market operators. The company focuses on delivering accessible, simple, and efficient market infrastructure and services.

Recent filings

Filing Released Lang Actions
Form 8 (OPD) - Aquis Exchange PLC
Major Shareholding Notification Classification · 1% confidence The document is explicitly titled 'FORM 8 (OPD) PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER' and references 'Rules 8.1 and 8.2 of the Takeover Code (the "Code")'. This type of disclosure relates to insider/director dealings or ownership changes specifically in the context of a takeover offer. While it involves director interests (like DIRS), the primary context is the Takeover Code disclosure related to an offer, which is a specific regulatory filing. The RNS Number and the mention of the Panel's Market Surveillance Unit confirm its regulatory nature. Since it details positions related to a takeover offer, it falls under the general category of regulatory filings, but more specifically, it is a disclosure required under takeover rules. Given the provided categories, 'Director's Dealing' (DIRS) covers personal share transactions by executives, and this document details director holdings and options in relation to an offer. However, the structure strongly aligns with mandatory regulatory disclosure related to corporate actions (takeovers). Since there isn't a specific 'Takeover Disclosure' code, and it details director/insider positions, DIRS is a close fit, but the most accurate general category for mandatory, specific regulatory filings not covered elsewhere is RNS. Given the content is a mandatory disclosure under the Takeover Code regarding positions during an offer, and it is distributed via RNS, RNS is the most appropriate general regulatory filing category if a specific 'Takeover Disclosure' code is unavailable. Upon review, DIRS focuses on general insider trades, whereas this is tied to a specific M&A event (implied by 'Party to an Offer'). Since it is a mandatory regulatory filing distributed via RNS, and it doesn't fit perfectly into ER, IR, 10-K, or MANG, RNS serves as the best fit for this specific regulatory notice.
2024-11-20 English
Form 8.3 - Aquis Exchange PLC
Regulatory Filings Classification · 1% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' in the context of a takeover or merger activity (indicated by the reference to the 'offeror/offeree'). This type of disclosure, which reports insider/significant shareholder dealings related to a specific corporate action (like a takeover), is a specialized regulatory filing. While it involves director/insider activity, the context is strictly tied to the Takeover Code, making it a specific regulatory disclosure. Since there is no specific code for 'Takeover Code Disclosure Form 8.3', and it is a mandatory regulatory filing disseminated via RNS, it falls best under the general 'Regulatory Filings' (RNS) category, as it is not a Director's Dealing (DIRS) which typically refers to routine Form 3/4/5 filings in other jurisdictions, nor is it a general M&A Activity (TAR) announcement, but rather a specific disclosure *during* an ongoing M&A process. Given the structure and source (RNS), RNS is the most appropriate general regulatory bucket.
2024-11-20 English
Form 8.3 - Aquis Exchange PLC
Regulatory Filings Classification · 1% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' in relation to an offer (here, Aquis Exchange PLC). This type of disclosure relates to insider dealings or significant ownership changes during a takeover scenario. While it involves director/insider activity (similar to DIRS), the specific context of a Takeover Code disclosure (Form 8.3) is best categorized under general regulatory announcements, as there is no specific code for Takeover Disclosures. Given the options, 'Regulatory Filings' (RNS) is the most appropriate general category for mandatory regulatory disclosures that don't fit the specific financial report types (10-K, IR, ER) or the specific insider trading report (DIRS, which usually refers to Form 3/4/5 in the US context, whereas this is UK Takeover Code related). Since it is a mandatory regulatory filing disseminated via RNS, RNS is the best fit.
2024-11-20 English
Form 8.3 - Aquis Exchange PLC
Regulatory Filings Classification · 1% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code (the "Code")'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' in the context of a takeover or merger activity involving 'Aquis Exchange PLC'. This type of disclosure relates to insider dealings or significant ownership changes during a takeover process. While it involves director/insider activity (like DIRS), the specific context of the Takeover Code (Rule 8.3) and its relation to an offeror/offeree points towards regulatory filings related to M&A activity or significant shareholding changes during such an event. Since the document is a formal regulatory disclosure mandated by the Takeover Panel, and it details ownership positions (which is related to shareholding changes), it fits best under the general 'Regulatory Filings' (RNS) category as a specific type of mandatory disclosure, or potentially 'Major Shareholding Notification' (MRQ) if the context was purely ownership change outside a takeover. However, Form 8.3 is highly specific to takeover situations. Given the options, 'RNS' (Regulatory Filings) is the most appropriate general category for mandatory disclosures like this that aren't standard financial reports (10-K, IR) or standard director dealings (DIRS, which usually refers to Form 3/4/5 equivalents). Since it is a mandatory disclosure to the Takeover Panel and disseminated via RNS, RNS is the best fit among the provided codes for this specific regulatory form.
2024-11-20 English
Directorate Change
Board/Management Information Classification · 1% confidence The document is identified by the RNS Number (6880M) and the source attribution at the end, indicating it is a regulatory news service announcement from the London Stock Exchange. The core content announces a 'Directorate Change'—specifically, the resignation of the Chair and the appointment of a new Non-Executive Chair. This type of announcement, detailing changes in senior management or the board of directors, directly corresponds to the definition of 'Board/Management Information' (MANG). It is not a full financial report (10-K, IR), an earnings release (ER), or a proxy statement (DEF 14A/PSI).
2024-11-19 English
Block Listing Six Monthly Return
Share Issue/Capital Change Classification · 1% confidence The document is identified by the header 'RNS Number' and contains structured data related to a 'BLOCK LISTING SIX MONTHLY RETURN' for the '2020 EMI Option Scheme' covering the period from 17/05/2024 to 18/11/2024. This type of filing, which reports on the balance of unallotted securities under an employee share scheme, is a specific regulatory disclosure. Since it is a formal regulatory announcement distributed via RNS (London Stock Exchange's news service) and does not fit into the more specific categories like 10-K, ER, or DIV, it falls best under the general 'Regulatory Filings' category (RNS) as a miscellaneous, required disclosure, or potentially a specialized filing not explicitly listed. Given the options, RNS is the most appropriate fallback for a standard, non-core financial report distributed through the exchange's news service.
2024-11-18 English

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