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Aqua Metals, Inc. — Investor Relations & Filings

Ticker · AQMS ISIN · US03837J1016 LEI · 549300RYC8R46H1FXA06 US Water supply; sewerage, waste management and remediation activities
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Filings indexed 722 across all filing types
Latest filing 2015-07-29 Capital/Financing Update
Country US United States of America
Listing US AQMS

About Aqua Metals, Inc.

https://www.aquametals.com/

Aqua Metals, Inc. specializes in sustainable metals recycling using its patented hydrometallurgical technology, AquaRefining™. This water-based, closed-loop process operates at ambient temperatures to recover high-purity metals from sources like spent batteries. The technology is designed as a clean alternative to traditional high-temperature smelting, eliminating the associated greenhouse gas emissions and hazardous waste. Initially commercialized for recycling lead-acid batteries, the company now primarily applies its technology to the lithium-ion battery market. The core focus is on creating a cost-efficient, circular supply chain for critical minerals such as lithium, cobalt, and nickel, which are essential for electric vehicles and energy storage systems.

Recent filings

Filing Released Lang Actions
S-1/A
Capital/Financing Update Classification · 100% confidence The document is a Form S-1/A, which is an amendment to a registration statement filed with the SEC under the Securities Act of 1933. It is related to an initial public offering (IPO) of common stock by Aqua Metals, Inc. The document includes detailed information about the offering, underwriting, risk factors, business overview, management discussion, and financial statements. This type of filing is a registration statement for securities offering, not an annual report, earnings release, or other financial report. It is a capital markets filing related to the company's financing activities and securities issuance. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and content confirm it is not a brief announcement or a regulatory filing fallback, but a substantive registration statement amendment.
2015-07-29 English
8-A12B
Regulatory Filings Classification · 100% confidence The document is a Form 8-A filed with the SEC, which is used for the registration of certain classes of securities pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934. It specifically registers the company's common stock for listing on NASDAQ. The document is a registration statement, not a financial report, earnings release, or any other type of report. It is a regulatory filing related to securities registration. Given the nature of the document and the definitions provided, this fits best under Regulatory Filings (RNS) as it is a general regulatory announcement and does not fit other specific categories.
2015-07-24 English
S-1/A
Regulatory Filings Classification · 100% confidence The document is an Amendment No. 3 to a Form S-1 Registration Statement filed with the SEC by Aqua Metals, Inc. The Form S-1 is a registration statement used for initial public offerings or other securities offerings under the Securities Act of 1933. The text includes details about the registration fee, indemnification of directors and officers, and other legal and procedural information related to the securities offering. This is not a financial report, earnings release, or management discussion, but rather a regulatory filing related to securities registration. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length and content confirm it is not a brief announcement or a report publication announcement but a substantive regulatory filing.
2015-07-22 English
Regulatory Filings 2015
Regulatory Filings Classification · 95% confidence The document is a letter from legal counsel responding to comments from the SEC staff regarding a Registration Statement on Form S-1 filed by Aqua Metals, Inc. It references amendments to the Registration Statement and addresses specific SEC comments about financial disclosures and audit reports. The document is not the Registration Statement itself but a correspondence related to it. It is a regulatory communication responding to SEC review comments, typical of a Regulatory Filing (RNS). The document length is under 5,000 characters and it does not contain financial statements or substantive financial data itself, but rather explanations and corrections to be made in the Registration Statement amendment. Therefore, it fits best under Regulatory Filings (RNS).
2015-07-20 English
S-1/A
Capital/Financing Update Classification · 100% confidence The document is a Form S-1/A Registration Statement filed with the SEC, which is used for registering securities for an initial public offering (IPO). It includes detailed information about the company, the offering, underwriting, risk factors, management discussion, and financial statements. This type of filing is related to capital raising and financing activities. It is not an annual report, earnings release, or any other type of report but a registration statement for securities offering. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and content confirm it is a full registration statement, not just an announcement or a brief notice.
2015-07-20 English
Regulatory Filings 2015
Regulatory Filings
2015-07-08 English

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