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Aqua Metals, Inc. — Investor Relations & Filings

Ticker · AQMS ISIN · US03837J1016 LEI · 549300RYC8R46H1FXA06 US Water supply; sewerage, waste management and remediation activities
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Filings indexed 722 across all filing types
Latest filing 2018-04-13 Proxy Solicitation & In…
Country US United States of America
Listing US AQMS

About Aqua Metals, Inc.

https://www.aquametals.com/

Aqua Metals, Inc. specializes in sustainable metals recycling using its patented hydrometallurgical technology, AquaRefining™. This water-based, closed-loop process operates at ambient temperatures to recover high-purity metals from sources like spent batteries. The technology is designed as a clean alternative to traditional high-temperature smelting, eliminating the associated greenhouse gas emissions and hazardous waste. Initially commercialized for recycling lead-acid batteries, the company now primarily applies its technology to the lithium-ion battery market. The core focus is on creating a cost-efficient, circular supply chain for critical minerals such as lithium, cobalt, and nickel, which are essential for electric vehicles and energy storage systems.

Recent filings

Filing Released Lang Actions
Proxy Solicitation & Information Statement 2018
Proxy Solicitation & Information Statement
2018-04-13 English
Regulatory Filings 2018
Regulatory Filings Classification · 95% confidence The document is a letter from the company's legal counsel responding to comments from the SEC staff regarding a Preliminary Proxy Statement filed on Schedule 14A. It discusses corrections and revisions to the proxy statement, compliance with SEC rules related to proxy statements, and details about the upcoming definitive proxy statement. The document references the Schedule 14A filing and the proxy solicitation process but does not contain the proxy statement itself or the definitive proxy materials. It is a regulatory correspondence related to the proxy statement filing process. Given the nature of the document as a response to SEC comments on a proxy statement filing, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory correspondence that does not fit other specific categories like Proxy Solicitation & Information Statement (PSI) or Definitive Proxy Statement filings themselves. The document is not the proxy statement or definitive proxy materials but a comment letter response, so it is not PSI. Therefore, the appropriate classification is Regulatory Filings (RNS) with high confidence.
2018-04-13 English
PRER14A
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a Schedule 14A Proxy Statement filed with the SEC, specifically an amendment to a preliminary proxy statement for Aqua Metals, Inc. It includes detailed information about the upcoming Annual Meeting of Stockholders, including proposals to elect directors, ratify the appointment of the independent auditor, and other business. It contains voting instructions, board recommendations, and detailed governance and compensation information. The document is not a report of voting results, nor is it an announcement of a report publication. It is not a financial report or earnings release. The content and form clearly identify it as a Proxy Solicitation & Information Statement, which is used to provide shareholders with information and request their votes for the annual meeting.
2018-04-13 English
8-K
Board/Management Information Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated April 12, 2018, reporting the appointment of a new Chief Financial Officer, Frank Knuettel II, including details about his employment agreement and stock compensation. The key section is Item 5.02, which relates to the departure and appointment of directors or certain officers. There is no financial data or earnings information, nor is this a proxy statement or solicitation material itself, but it references such materials. The document is primarily an announcement of a management change. According to the filing definitions, announcements of changes in the company's board of directors or senior management fall under Board/Management Information (MANG). The document length is 8373 characters, which is sufficient to contain substantive information about the management change, not just a brief announcement or a report publication notice. Therefore, the correct classification is MANG with high confidence.
2018-04-12 English
8-K
Board/Management Information Classification · 100% confidence The document is a Form 8-K current report filed with the SEC, dated April 12, 2018. It announces the appointment of a new Chief Financial Officer, Frank Knuettel II, including details about his employment agreement, compensation, and stock awards. The document also references the company's upcoming annual meeting and proxy solicitation materials but does not contain financial statements or detailed financial performance data. The primary content is about a change in senior management and related agreements. Therefore, this document fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management.
2018-04-12 English
Proxy Solicitation & Information Statement 2018
Proxy Solicitation & Information Statement
2018-04-11 English

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