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Aqua Metals, Inc. — Investor Relations & Filings

Ticker · AQMS ISIN · US03837J1016 LEI · 549300RYC8R46H1FXA06 US Water supply; sewerage, waste management and remediation activities
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Filings indexed 722 across all filing types
Latest filing 2019-05-10 Capital/Financing Update
Country US United States of America
Listing US AQMS

About Aqua Metals, Inc.

https://www.aquametals.com/

Aqua Metals, Inc. specializes in sustainable metals recycling using its patented hydrometallurgical technology, AquaRefining™. This water-based, closed-loop process operates at ambient temperatures to recover high-purity metals from sources like spent batteries. The technology is designed as a clean alternative to traditional high-temperature smelting, eliminating the associated greenhouse gas emissions and hazardous waste. Initially commercialized for recycling lead-acid batteries, the company now primarily applies its technology to the lithium-ion battery market. The core focus is on creating a cost-efficient, circular supply chain for critical minerals such as lithium, cobalt, and nickel, which are essential for electric vehicles and energy storage systems.

Recent filings

Filing Released Lang Actions
Capital/Financing Update 2019
Capital/Financing Update Classification · 100% confidence The document is a prospectus supplement filed pursuant to Rule 424(b)(5) related to a public offering of common stock. It includes detailed information about the offering, underwriting, risk factors, and company background. This type of document is a capital raising disclosure used to inform investors about the terms and risks of a securities offering. It is not a financial report, earnings release, management discussion, or any other type of report. It clearly fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length is substantial and contains detailed offering terms, consistent with a prospectus supplement for a stock offering.
2019-05-10 English
Capital/Financing Update 2019
Capital/Financing Update Classification · 100% confidence The document is a Form 8-K filed with the SEC, dated May 9, 2019, by Aqua Metals, Inc. It reports the entry into a material definitive agreement related to an underwritten public offering of common stock. The document includes details about the underwriting agreement, the number of shares offered, pricing, and related legal opinions. It also references press releases about the offering launch and pricing. The content focuses on a capital raising event and financing activity, not on financial results, management changes, or other report types. Therefore, this filing is best classified as a Capital/Financing Update (CAP). The document length and detail confirm it is not a brief announcement but a substantive filing about financing.
2019-05-10 English
Capital/Financing Update 2019
Capital/Financing Update Classification · 100% confidence The document is a Form S-3 Registration Statement filed with the SEC, which is used for registering securities for public offering under the Securities Act of 1933. It includes details about the registrant, the securities being registered, and signatures of company officers. It is not a financial report, earnings release, or management discussion, but rather a capital markets filing related to securities registration and offering. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is sufficient and contains substantive content related to securities registration, not just an announcement or certification.
2019-05-10 English
Capital/Financing Update 2019
Capital/Financing Update Classification · 100% confidence The document is a preliminary prospectus supplement filed pursuant to Rule 424(b)(5) under the Securities Act of 1933. It relates to a shelf registration statement and details an offering of common stock, including underwriting information, risk factors, use of proceeds, and other offering-specific details. The document is a disclosure related to capital raising activities and securities offering, not a financial report, earnings release, or management discussion. It is not an announcement of a report publication but the actual offering document. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is substantial (15,000 characters), and it contains detailed offering terms, consistent with a capital raising filing.
2019-05-09 English
8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated May 9, 2019, by Aqua Metals, Inc. It announces the issuance of a press release regarding the company's operational and financial results for the first quarter of 2019. The document explicitly states that the press release is attached as an exhibit and is incorporated by reference, and that the Form 8-K is furnishing this information, not filing it. The document itself does not contain detailed financial statements or substantive financial data but rather serves as a notification of the earnings release. Given the short length (3001 characters) and the nature of the content (announcement of earnings results via press release), this document fits the definition of an Earnings Release (ER) announcement. Therefore, the classification is Earnings Release (ER).
2019-05-09 English
10-Q
Interim / Quarterly Report Q1 2019
2019-05-09 English

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