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Abrdn PLC — Investor Relations & Filings

Ticker · ABDN ISIN · GB00BF8Q6K64 LEI · 0TMBS544NMO7GLCE7H90 IL Financial and insurance activities
Filings indexed 4,550 across all filing types
Latest filing 2022-04-01 Regulatory Filings
Country GB United Kingdom
Listing IL ABDN

About Abrdn PLC

https://www.abrdn.com/en-gb

Abrdn PLC is a global investment company and asset manager formed from the 2017 merger of Standard Life and Aberdeen Asset Management. The firm offers a range of investment solutions, funds, and investment trusts. It serves a diverse client base that includes individual customers, financial advisers, wealth managers, and institutional investors. The company focuses on providing expertise and tools to help clients manage and grow their wealth, enabling them to prepare for their financial future.

Recent filings

Filing Released Lang Actions
Form 8.3 - Brewin Dolphin Holdings plc
Regulatory Filings Classification · 95% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is a 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' related to an offer involving 'Brewin Dolphin Holdings PLC'. This type of disclosure, mandated by a regulatory body (The Takeover Panel), concerns insider dealings or significant ownership changes during a takeover scenario. While it involves director/insider activity (similar to DIRS), the specific context of a Takeover Code disclosure (Form 8.3) is best categorized under general regulatory announcements, as there is no specific code for Takeover Disclosures. Given the options, 'Regulatory Filings' (RNS) is the most appropriate general category for mandatory, non-standard regulatory submissions that aren't 10-K, ER, or standard shareholder notices. It is not a Director's Dealing (DIRS) because DIRS typically refers to Form 3/4/5 filings under SEC rules, whereas this is a UK Takeover Code filing.
2022-04-01 English
Form 8.3 - National Express Group plc
Regulatory Filings Classification · 95% confidence The document is explicitly titled 'FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form is used to disclose interests and dealings in securities related to a takeover offer (here involving National Express Group plc and Stagecoach Group plc). This type of disclosure, which reports insider/significant shareholder transactions during a takeover period, is a specific type of regulatory filing related to insider dealing or significant ownership changes during M&A activity. While it relates to director/insider activity (DIRS) and M&A (TAR), the specific regulatory form (Form 8.3) is a mandatory disclosure under the Takeover Code. Given the options, 'Director's Dealing' (DIRS) covers personal share transactions by executives, and this disclosure is about a major shareholder's position during a takeover. However, the most fitting general category for mandatory regulatory disclosures that aren't standard periodic reports (10-K, IR) or specific announcements (DIV, ER) is 'Regulatory Filings' (RNS), as Form 8.3 is a specific regulatory filing requirement disseminated via RNS. Since the document details specific dealings and positions related to a takeover, and 'DIRS' is for general director dealings, and 'TAR' is for the M&A proposal itself, the most accurate classification for a mandatory disclosure form like 8.3, which is disseminated through the RNS system, is RNS, as it is a miscellaneous, specific regulatory filing not covered by the other codes. Alternatively, because it details dealings by a major shareholder (abrdn plc) in the context of a takeover, it strongly aligns with insider/significant shareholder activity. Given the options, and recognizing that Form 8.3 is a specific regulatory filing disseminated via RNS, RNS is the safest fallback. However, if we interpret 'Director's Dealing' (DIRS) broadly to include significant shareholder dealings during a takeover context, it might fit. Let's re-evaluate: Form 8.3 is a mandatory disclosure under the Takeover Code. It is not a standard 10-K, IR, or ER. It is a specific regulatory filing. RNS is the general regulatory filing fallback. DIRS is for director trades. Since abrdn plc is a major shareholder reporting its position/dealings during a takeover, RNS (Regulatory Filings) is the most appropriate general category for this specific, non-standard regulatory form.
2022-04-01 English
Form 8.3 - River and Mercantile Group plc
Director's Dealing Classification · 95% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is a 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This type of disclosure relates to insider/significant shareholder dealings during a takeover situation. This specific content—reporting interests and dealings in securities related to an offeror/offeree (River and Mercantile Group plc)—is a form of regulatory filing concerning insider transactions, which aligns most closely with the 'Director's Dealing' (DIRS) category, as it reports personal/insider transactions, or more broadly, a 'Regulatory Filing' (RNS). Since DIRS specifically covers director/executive trades, and this is a mandatory disclosure under the Takeover Code regarding significant holdings/dealings, DIRS is the most precise fit among the provided options for insider transaction reporting, even if it's not strictly a director. However, given the context of mandatory disclosure under a specific regulatory code (Takeover Code) and the presence of RNS boilerplate language, RNS (Regulatory Filings) is the safest general classification for non-standard, mandatory regulatory disclosures that don't fit 10-K, ER, or standard DIV notices. Since DIRS is specifically for director/executive trades, and this is a general 'Person with Interests' disclosure under the Takeover Code, RNS is the appropriate fallback for specific regulatory disclosures not covered elsewhere. The document is a complete disclosure form, not an announcement of a report, so RPA is incorrect. I will classify it as DIRS as it is a specific type of insider dealing disclosure, which is the closest thematic match to DIRS, although RNS is also plausible.
2022-04-01 English
Total Voting Rights
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a formal notification identified by the 'RNS Number' and the mention of the 'London Stock Exchange' and 'FCA's Disclosure Guidance and Transparency Rule 5.6.1'. The content explicitly states the total number of issued shares and the total number of voting rights as of a specific date (31 March 2022). This type of mandatory disclosure regarding the total voting rights is a specific regulatory announcement. While it relates to capital structure, it is not a general financing update (CAP) or a share issue/change (SHA), but rather a periodic regulatory disclosure about voting rights. This fits best under the general 'Regulatory Filings' (RNS) category, as it is a standard, required regulatory update that doesn't fit the more specific definitions like DVA (which is for *results* of a vote) or SHA (which is for *changes* to the capital structure itself, not just the denominator for voting calculations). Given the context of RNS distribution and the nature of the disclosure, RNS is the most appropriate classification.
2022-04-01 English
Form 8.3 - River and Mercantile Group plc
Director's Dealing Classification · 95% confidence The document explicitly states it is a 'FORM 8.3' titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' under 'Rule 8.3 of the Takeover Code (the "Code")'. This form relates to a potential takeover involving 'River and Mercantile Group plc' and disclosures by 'abrdn plc'. This type of filing, which reports insider/significant shareholder dealings during a takeover period, is a specific type of regulatory disclosure related to insider transactions or major shareholdings during a corporate action. While it involves director/insider activity (DIRS) and major shareholding changes (MRQ), the context of the Takeover Code (Rule 8.3) makes it a highly specific regulatory filing related to M&A activity. However, looking at the provided definitions, 'Director's Dealing' (DIRS) covers personal share transactions by executives, and 'Major Shareholding Notification' (MRQ) covers changes in significant ownership. Since this is a mandatory disclosure under the Takeover Code regarding interests in securities during an offer, it is a specialized regulatory filing. Given the options, 'DIRS' (Director's Dealing) is the closest fit for reporting security interests/dealings by an interested party, although 'MRQ' (Major Shareholding Notification) is also relevant if the 1% threshold is the primary focus. Since the document is a formal disclosure under the Takeover Code regarding interests/dealings, and it is not a general regulatory announcement (RNS) or a general M&A announcement (TAR), it most closely aligns with reporting insider/significant holder transactions. Rule 8.3 disclosures are often categorized alongside insider trading reports. I will classify this as DIRS as it details specific dealings and positions of an interested party, which is the core function of a dealing disclosure, even if triggered by a takeover context.
2022-03-31 English
Form 8.3 - River and Mercantile Group plc
Director's Dealing Classification · 90% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' concerning an offer (in this case, involving River and Mercantile Group plc). This type of disclosure relates to insider/significant shareholder dealings during a takeover scenario. While it involves dealings, the specific regulatory form (Form 8.3) and context (Takeover Code) point towards a specialized regulatory filing rather than a general Director's Dealing report (DIRS) or a general Regulatory Filing (RNS). However, since 'DIRS' is defined as 'Report of personal share transactions by company directors and executives (insider trades)', and this document details the interests and dealings of abrdn plc (a major shareholder/stakeholder) in relation to a takeover offer, it fits the scope of insider/significant transaction reporting. Given the options, 'DIRS' (Director's Dealing) is the closest category for reporting personal/insider share transactions, although this is specifically a Takeover Code disclosure. Since it is a mandatory regulatory disclosure related to share ownership changes during an event (takeover), and it is not a general announcement (RPA) or a standard quarterly/annual report, it falls under the umbrella of specific regulatory disclosures. In the context of the provided definitions, 'DIRS' covers insider trades, and this is a mandatory disclosure of a significant position/dealing during a takeover. If a more specific 'Takeover Disclosure' code existed, it would be used. Lacking that, and noting the content is about share interests and dealings, DIRS is the most appropriate fit among the choices, though RNS is a strong secondary candidate as a fallback for specific regulatory forms.
2022-03-30 English

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