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Abrdn PLC — Investor Relations & Filings

Ticker · ABDN ISIN · GB00BF8Q6K64 LEI · 0TMBS544NMO7GLCE7H90 IL Financial and insurance activities
Filings indexed 4,550 across all filing types
Latest filing 2022-05-03 Regulatory Filings
Country GB United Kingdom
Listing IL ABDN

About Abrdn PLC

https://www.abrdn.com/en-gb

Abrdn PLC is a global investment company and asset manager formed from the 2017 merger of Standard Life and Aberdeen Asset Management. The firm offers a range of investment solutions, funds, and investment trusts. It serves a diverse client base that includes individual customers, financial advisers, wealth managers, and institutional investors. The company focuses on providing expertise and tools to help clients manage and grow their wealth, enabling them to prepare for their financial future.

Recent filings

Filing Released Lang Actions
Form 8.3 - HomeServe Plc
Regulatory Filings Classification · 95% confidence The document is a 'Form 8.3' disclosure, which is a standard regulatory filing under the UK Takeover Code. It details a person's interests and dealings in the relevant securities of an offeror or offeree (in this case, HomeServe plc) when they hold 1% or more. This type of disclosure is a specific regulatory requirement for M&A-related activities but is distinct from a general M&A announcement (TAR). Since it is a mandatory regulatory disclosure regarding shareholdings and dealings during a takeover period, it falls under the 'Regulatory Filings' (RNS) category as the most appropriate fallback for this specific type of disclosure.
2022-05-03 English
Form 8.3 - Brewin Dolphin Holdings plc
Regulatory Filings Classification · 98% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' concerning an offer (in this case, involving Brewin Dolphin Holdings plc). This type of disclosure relates to insider dealings or significant ownership changes during a takeover scenario. While it involves director/insider activity (similar to DIRS), the specific context of a Takeover Code disclosure (Form 8.3) is not explicitly covered by the provided codes (AGM-R, 10-K, AR, MANG, CT, CAP, DVA, DLST, DIRS, ER, SR, XLSX, FS, CGR, IRAT, IR, IP, LTR, TAR, MRQ, MDA, NAV, DIV, PSI, RNS, DEF 14A, RPA, SHA, POS). Director's Dealing (DIRS) covers personal share transactions by directors. This filing is a mandatory disclosure under takeover rules, which is a specific type of dealing disclosure. Given the options, DIRS is the closest fit as it deals with insider/director transactions, although this is specifically related to a takeover bid. Since there is no specific code for 'Takeover Disclosure Form 8.3', and it details dealings by a major shareholder (abrdn plc) in relation to an offer, it falls under the broader category of insider/director dealings or, if that is too narrow, it defaults to a general Regulatory Filing (RNS). However, since it details specific dealings (sales) and ownership percentages related to an offer, it is highly related to insider activity. Given the strict definitions, and the fact that it is a mandatory regulatory filing concerning interests in securities during a takeover, it is best classified as a general Regulatory Filing (RNS) as it doesn't perfectly match DIRS (which usually implies routine director dealing reports) or TAR (which is M&A activity announcement, not the disclosure form itself). However, upon re-evaluation, Form 8.3 is a specific type of insider disclosure related to a takeover. Since DIRS covers 'Report of personal share transactions by company directors and executives (insider trades)', and this is a mandatory disclosure of interests/dealings by a major shareholder during an offer, DIRS is a strong candidate. Let's check MRQ (Major Shareholding Notification) - this is usually for crossing ownership thresholds outside of a takeover context. Given the context of dealing disclosures during a takeover, RNS is the safest fallback for a specific regulatory form not listed, but DIRS captures the essence of the content (insider dealing/interest disclosure). I will classify it as RNS as it is a specific, non-standard regulatory form (Form 8.3) that doesn't map perfectly to the provided definitions, making RNS the appropriate fallback for miscellaneous regulatory filings.
2022-05-03 English
Form 8.3 - Brewin Dolphin Holdings plc
Director's Dealing Classification · 90% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' concerning an offer (Brewin Dolphin Holdings plc). This type of disclosure relates to insider dealings or significant ownership changes during a takeover scenario. While it involves director/insider activity (similar to DIRS), the specific context of a Takeover Code disclosure (Form 8.3) is not explicitly covered by the provided definitions (AGM-R, 10-K, AR, MANG, CT, CAP, DVA, DLST, DIRS, ER, SR, XLSX, FS, CGR, IRAT, IR, IP, LTR, TAR, MRQ, MDA, NAV, DIV, PSI, RNS, DEF 14A, RPA, SHA, POS). However, the document details personal share transactions by an entity (abrdn plc) related to an offer, which strongly aligns with the concept of insider trading/director's dealing (DIRS). Since DIRS is defined as 'Report of personal share transactions by company directors and executives (insider trades)', and this is a mandatory disclosure of a significant interest/dealing during a takeover, DIRS is the closest fit among the specific codes, even though it's a specific regulatory form (Form 8.3) rather than a general director's dealing report. Alternatively, because it is a mandatory regulatory filing disseminated via RNS (indicated by the RNS Number and footer), and it doesn't perfectly match the other specific categories, RNS (Regulatory Filings) could be considered. Given the highly specific nature of the content (insider dealing during a takeover), DIRS is a better thematic fit than the general fallback RNS, as it describes the *content* of the filing. Revisiting the definitions: DIRS is for 'personal share transactions by company directors and executives (insider trades)'. abrdn plc is disclosing its position and dealing related to the Brewin Dolphin offer. This is a form of insider disclosure. I will classify it as DIRS based on the content type (insider dealing disclosure). If DIRS is strictly limited to *directors* and this is an institutional holder, RNS might be safer. However, Form 8.3 is fundamentally an insider disclosure required under takeover rules. Given the options, DIRS captures the essence of the disclosure better than the general RNS.
2022-04-29 English
Form 8.3 - Stagecoach Group plc
Director's Dealing Classification · 95% confidence The document is explicitly titled 'FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' and references 'Rule 8.3 of the Takeover Code'. This form is used to disclose interests and dealings in securities related to a takeover offer (in this case, involving Stagecoach Group plc and National Express Group plc). This type of disclosure, which relates to insider/significant shareholder activity during a takeover process, is a specific type of regulatory filing concerning director/insider dealings or major shareholdings, but the context is highly specific to takeover rules. Since the document details personal share transactions by an entity (abrdn plc) in the context of a takeover bid, it most closely aligns with the concept of insider trading/director dealings, although it is a specific Takeover Code disclosure. Given the options, 'Director's Dealing' (DIRS) is the closest fit for reporting personal security interests/transactions by a major stakeholder during a corporate action, although 'Major Shareholding Notification' (MRQ) is also relevant. However, Form 8.3 is fundamentally about disclosing interests/dealings related to a takeover. Since there is no specific 'Takeover Disclosure' code, and this involves reporting dealings by a major holder (1% or more) in relation to an offer, it falls under the umbrella of insider/significant shareholder activity. Given the specific nature of reporting personal transactions/interests, DIRS is the most appropriate category among the provided choices, as it covers executive/insider transactions, which this disclosure functionally represents in a takeover context. It is a mandatory regulatory filing, but DIRS captures the substance better than the general RNS.
2022-04-29 English
Form 8.3 - HomeServe Plc
Major Shareholding Notification Classification · 99% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' concerning an offer (HomeServe plc). This type of disclosure relates to insider trading or significant ownership changes during a takeover scenario. While it is a regulatory filing, the specific nature of reporting director/insider dealings or significant shareholding changes related to a takeover context points towards a specialized category. Since there is no specific code for 'Takeover Disclosure', and it involves reporting personal share transactions/interests by an entity (abrdn plc) in relation to an offer, it is most closely related to Director's Dealing (DIRS) or Major Shareholding Notification (MRQ). However, Form 8.3 is a mandatory filing under the Takeover Code, which is a specific regulatory requirement. Given the options, 'Director's Dealing' (DIRS) covers personal transactions by executives/directors, and while abrdn is an entity, this disclosure tracks their position/dealing in the target company's securities during an offer. 'Major Shareholding Notification' (MRQ) is for crossing ownership thresholds. Since this is a mandatory disclosure related to a takeover bid involving significant holdings/dealings, and it is not a general regulatory announcement (RNS) or a standard major shareholding notification (MRQ), the closest fit among the provided specific codes that deals with insider/significant position changes is DIRS, although it is a specific takeover filing. Given the context of reporting dealings/positions by a major stakeholder during a bid, and lacking a specific 'Takeover Disclosure' code, I will classify it as a specific regulatory filing that deals with insider/significant position changes. Since it is a mandatory filing disseminated via RNS, and it doesn't fit perfectly into DIRS (which usually implies directors) or MRQ (which is general threshold crossing), the most appropriate general regulatory category that captures mandatory, specific disclosures not covered elsewhere is RNS. However, Form 8.3 is fundamentally about tracking interests/dealings. Let's re-evaluate: DIRS is for director's personal trades. MRQ is for crossing major shareholding thresholds (usually >3% or >5%). Form 8.3 is triggered by being a party to an offer and holding/dealing >1%. This is highly specific. If we must choose from the list, and recognizing it is a mandatory regulatory filing disseminated via RNS, RNS is the safest fallback. But if we look at the content: it details holdings and purchases. This is closer to MRQ (Major Shareholding Notification) than DIRS (Director's Dealing). Given the context of a takeover and the 1% threshold, it is a notification of a significant position/dealing. I will classify it as RNS as it is a specific regulatory filing type not explicitly listed, but disseminated via RNS, which is the fallback for miscellaneous regulatory filings. Upon review of the definitions, RNS is the fallback for 'General regulatory announcements and fallback category for miscellaneous filings that do not neatly fit into other specific categories.' Form 8.3 is highly specific but not covered by the other codes. Therefore, RNS is the best fit.
2022-04-29 English
Form 8.3 - Playtech plc
Regulatory Filings Classification · 98% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' related to an offer involving 'Playtech plc'. This type of disclosure, concerning insider dealings or significant holdings during a takeover scenario, is a specific regulatory filing. While it relates to director/insider activity (DIRS) or major shareholdings (MRQ), the specific context of the Takeover Code Form 8.3 makes it a specialized regulatory announcement. Since there is no specific code for Takeover Code Disclosures, and it is a mandatory regulatory filing distributed via RNS, the most appropriate classification is the general 'Regulatory Filings' (RNS), as it is not an Earnings Release (ER), Annual Report (10-K), or a general Director's Dealing report (DIRS) which usually refers to Form 3, 4, or 5 filings under different rules, but rather a specific M&A related disclosure.
2022-04-29 English

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