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Zhenro Services Group Limited — Share Issue/Capital Change 2020
Jun 29, 2020
51096_rns_2020-06-28_926adb81-d898-4333-8b81-5e8e9bbdceb9.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Zhenro Services Group Limited (the “ Company ”) dated June 29, 2020 (the “ Prospectus ”).
Staple your 本申請表格使用正榮服務集團有限公司(「 本公司 」)於2020年6月29日刊發的招股章程(「 招股章程 」)所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong here Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 請將股款 本申請表格及招股章程概不構成在香港以外任何司法管轄區要約出售或遊說要約購買任何香港發售股份。若無根據美 緊釘在此 國《證券法》登記或獲豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法管轄區內概不得發送或派發或複製(不論方 式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長及備查文件」一節所述其他文件已遵照香港法例 第32章《公司(清盤及雜項條文)條例》第342C條的規定,送呈香港公司註冊處處長登記。香港交易及結算所有限公司、 香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監 會 」)及香港公司註冊處處長對此等文件的內容概不負責。 ZHENRO SERVICES GROUP LIMITED 正榮服務集團有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 6958 股份代號 : 6958 Maximum Offer Price : HK$4.70 per Hong Kong Offer Share, plus 1.0% brokerage, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股香港發售股份4.70港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費(須於 申請時以港元繳足,多繳股款可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有其他關於申請程序的資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Zhenro Services Group Limited 致: 正榮服務集團有限公司 The Joint Global Coordinators 聯席全球協調人 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Hong Kong Underwriters 香港包銷商
申請人聲明
Applicants’ declaration
本人╱吾等同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「填寫及遞交本申請表格 的效用」一節。
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
警告:任何人士只限作出一次為其利益而提出的認購申 。 請 請參閱「填寫及遞交本申請表格的效用」一節最後四 點。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not more than Cheque/banker’s cashier order number 支票 ╱ 銀行本票號碼 12,500,000 shares) 申請香港發售股份數目(不超過12,500,000股股份) Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行本 Total amount 總額 票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letters) 英文姓名╱名稱(請用正楷填寫) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration Names of all other joint applicants in English (if any, in BLOCK letters) No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申 所有其他聯名申請人的英文姓名╱名稱(如有,請用正楷填寫) 請人的香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letters) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是 項認購申請將視作為 閣下本身利益提出。請填寫每名(聯 名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用正楷填寫 姓名 ╱ 名稱 及香港 地址 )
For internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
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(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity.
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個人必須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港商 業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商 業登記號碼將轉交第三方以核實申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 如申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格 This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
ZHENRO SERVICES GROUP LIMITED (HK$4.70 per Hong Kong Offer Share) NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
| No. | of Hong Kong Amount payable No. of Hong Kong |
Amount payable No. of Hong Kong Amount payable |
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|---|---|---|---|---|---|
| Offer Shares applied for on application HK$ Offer Shares applied for on application HK$ Offer Shares applied for on application HK$ 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000 45,000 4,747.37 9,494.72 14,242.09 18,989.45 23,736.81 28,484.17 33,231.54 37,978.90 42,726.26 47,473.62 71,210.43 94,947.24 118,684.05 142,420.86 166,157.67 189,894.48 213,631.29 50,000 60,000 70,000 80,000 90,000 100,000 150,000 200,000 250,000 300,000 350,000 400,000 450,000 500,000 600,000 700,000 800,000 237,368.10 284,841.71 332,315.33 379,788.95 427,262.57 474,736.19 712,104.29 949,472.38 1,186,840.48 1,424,208.57 1,661,576.67 1,898,944.76 2,136,312.86 2,373,680.95 2,848,417.14 3,323,153.33 3,797,889.52 900,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 12,500,000(1) 4,272,625.71 4,747,361.90 9,494,723.80 14,242,085.70 18,989,447.60 23,736,809.50 28,484,171.40 33,231,533.30 37,978,895.20 42,726,257.10 47,473,619.00 59,342,023.75 (1)Maximum number of Hong Kong Offer Shares you may apply for. 2. Complete the form in English in BLOCK letters and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED – ZHENRO SERVICES PUBLIC OFFER”; Sample 樣版 |
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| • | be crossed “Account Payee Only”; |
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| • | be drawn on your Hong Kong dollar bank |
• be issued by a licensed bank in Hong |
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| account in Hong Kong; and | Kong, and have your name certified on the | ||||
| • | show your account name, which must |
back by a person authorized by the bank. | |||
| either be pre-printed on the cheque, or | The name on the banker’s cashier order | ||||
| be endorsed on the back by a person | must correspond with your name. If it is | ||||
| authorized by the bank. This account name | a joint application, the name on the back | ||||
| must correspond with your name. If it is a | of the banker’s cashier order must be the | ||||
| joint application, the account name must | same as the first-named applicant’s name. | ||||
| be the same as the first-named applicant’s | |||||
| name. |
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following designated branches of:
Bank of China (Hong Kong) Limited
District Branch name Address Hong Kong Island Aberdeen Branch 25 Wu Pak Street Aberdeen Hong Kong North Point 193-209 King’s Road (King’s Centre) Branch North Point Hong Kong Kowloon Telford Plaza Branch Shop Unit P2-P7, Telford Plaza No.33 Wai Yip Street Kowloon Bay Kowloon Jordan Road Branch 1/F, Sino Cheer Plaza 23-29 Jordan Road Kowloon Castle Peak Road 365-371 Castle Peak Road (Cheung Sha Wan) Branch Cheung Sha Wan Kowloon New Territories City One Sha Tin Branch Shop Nos.24-25, G/F, Fortune City One Plus No.2 Ngan Shing Street Sha Tin New Territories Tseung Kwan O Plaza Branch Shop 112-125, Level 1, Tseung Kwan O Plaza Tseung Kwan O New Territories Yuen Long 8-18 Castle Peak Road (Hang Fat Mansion) Branch Yuen Long New Territories CMB Wing Lung Bank Limited District Branch name Address Hong Kong Island Kennedy Town Branch 28 Catchick Street North Point Branch 361 King’s Road 5. Your Application Form can be lodged at these times:
Tseung Kwan O Plaza Branch Shop 112-125, Level 1, Tseung Kwan O Plaza Tseung Kwan O New Territories
– Monday, June 29, 2020 9:00 a.m. to 5:00 p.m. – Tuesday, June 30, 2020 9:00 a.m. to 5:00 p.m. – Thursday, July 2, 2020 9:00 a.m. to 5:00 p.m. Friday, July 3, 2020 – 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Friday, July 3, 2020. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港發售股份,並為下 表所列的其中一個數目,否則恕不受理。
| 正榮服務集團有限公司 (每股香港發售股份4.70港元) 可供申請認購股份數目及應繳款項 |
正榮服務集團有限公司 (每股香港發售股份4.70港元) 可供申請認購股份數目及應繳款項 |
正榮服務集團有限公司 (每股香港發售股份4.70港元) 可供申請認購股份數目及應繳款項 |
正榮服務集團有限公司 (每股香港發售股份4.70港元) 可供申請認購股份數目及應繳款項 |
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| 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
申請認購的 香港發售 股份數目 申請時 應繳款項 港元 |
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| 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000 45,000 4,747.37 9,494.72 14,242.09 18,989.45 23,736.81 28,484.17 33,231.54 37,978.90 42,726.26 47,473.62 71,210.43 94,947.24 118,684.05 142,420.86 166,157.67 189,894.48 213,631.29 |
50,000 60,000 70,000 80,000 90,000 100,000 150,000 200,000 250,000 300,000 350,000 400,000 450,000 500,000 600,000 700,000 800,000 237,368.10 284,841.71 332,315.33 379,788.95 427,262.57 474,736.19 712,104.29 949,472.38 1,186,840.48 1,424,208.57 1,661,576.67 1,898,944.76 2,136,312.86 2,373,680.95 2,848,417.14 3,323,153.33 3,797,889.52 ple 樣 |
900,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 12,500,000(1) 4,272,625.71 4,747,361.90 9,494,723.80 14,242,085.70 18,989,447.60 23,736,809.50 28,484,171.40 33,231,533.30 37,978,895.20 42,726,257.10 47,473,619.00 59,342,023.75 (1) 閣下可申請認購的香港發售股份最高數 目。 版 |
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| 2. 以英文正楷填妥及簽署表格。僅接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附有一張獨立開出支票或一張獨 立開出銀行本票。 閣下的支票或銀行本票必須符合以下所有規定,否則認購申請不獲接納: Sa |
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| 支票必須: |
銀行本票必須: |
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| ‧ 以港元開出; ‧ 不得為期票; ‧ 註明抬頭人為「中國銀行(香港)代理人有限公司-正榮服務公開發售」; ‧ 劃線註明「只准入抬頭人賬戶」; |
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| ‧ 從 閣下在香港的港元銀行賬戶中開 出;及 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱 必須已預印在支票上,或由有關銀行授 權的人士在支票背書。賬戶名稱必須 與 閣下姓名╱名稱相同。如屬聯名申 請,賬戶名稱必須與排名首位申請人的 姓名╱名稱相同。 |
‧ 須由香港持牌銀行開出,並由有關銀 行授權的人士在銀行本票背面簽署核 證 閣下姓名╱名稱。銀行本票所示 姓名╱名稱須與 閣下姓名╱名稱相 同。如屬聯名申請,銀行本票背面所示 姓名╱名稱必須與排名首位申請人的姓 名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家 指 定分行特設的收集箱: 中國銀行(香港)有限公司 地區 分行名稱 地址 港島區 香港仔分行 香港 香港仔 湖北街25號 北角英皇中心分行 香港 北角 英皇道193-209號 九龍區 德福廣場分行 九龍 九龍灣 偉業街33號 德福廣場P2-P7號舖 佐敦道分行 九龍 佐敦道23-29號 新寶廣場一樓 長沙灣青山道分行 九龍 長沙灣 青山道365-371號 新界區 沙田第一城分行 新界 沙田 銀城街2號 置富第一城樂薈地下24-25號 將軍澳廣場分行 新界 將軍澳 將軍澳廣場L1層112-125號 元朗恒發樓分行 新界 元朗 青山公路8-18號 招商永隆銀行有限公司 地區 分行名稱 地址 港島區 堅尼地城分行 吉席街28號 北角分行 英皇道361號 5. 閣下可於下列時間遞交申請表格:
2020年6月29日(星期一)-上午九時正至下午五時正 2020年6月30日(星期二)-上午九時正至下午五時正 2020年7月2日(星期四)-上午九時正至下午五時正 2020年7月3日(星期五)-上午九時正至中午十二時正
- 截止遞交申請的時間為2020年7月3日(星期五)中午十二時正。本公司將於當日上午十一時四十五 分至中午十二時正期間辦理申請登記,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股 章程「如何申請香港發售股份」一節「10. 惡劣天氣對開始辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
ZHENRO SERVICES GROUP LIMITED 正榮服務集團有限公司
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(Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING
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Conditions of your application • confirm that you are aware of the restrictions on the Global A. Who can apply Offering in the Prospectus; 1. You and any person(s) for whose benefit you are applying • agree that none of the Company, the Sole Sponsor, the must be 18 years of age or older and must have a Hong Joint Global Coordinators, the Joint Bookrunners, the Joint Kong address. Lead Managers, the Underwriters, their respective directors,
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- If you are a firm, the application must be in the individual officers, employees, partners, agents, advisers and any other members’ names. parties involved in the Global Offering is or will be liable
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- The number of joint applicants may not exceed 4. for any information and representations not in the Prospectus 4. If you are a body corporate, the application must be (and any supplement to it); signed by a duly authorized officer, who must state his • undertake and confirm that you or the person(s) for whose representative capacity, and stamped with your corporation’s benefit you have made the application have not applied for chop. or taken up, or indicated an interest for, and will not apply
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- You must be outside the United States, not be a United for or take up, or indicate an interest for, any Offer Shares States Person (as defined in Regulation S under the U.S. under the International Offering nor participated in the Securities Act) and not be a legal or natural person of the International Offering; PRC. • agree to disclose to the Company, the Company’s Hong
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- Unless permitted by the Listing Rules, you cannot apply for Kong Share Registrar, receiving banks, the Sole Sponsor, the any Hong Kong Offer Shares if you are: Joint Global Coordinators, the Joint Bookrunners, the Joint • an existing beneficial owner of shares in the Company Lead Managers, the Underwriters and/or their respective
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and/or any of its subsidiaries; advisers and agents any personal data which they may
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• a director or chief executive of the Company and/or require about you and the person(s) for whose benefit you
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any of its subsidiaries; have made the application;
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• a core connected person (as defined in the Listing • if the laws of any place outside Hong Kong apply to your Rules) of the Company or will become a core application, agree and warrant that you have complied with
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connected person of the Company immediately upon all such laws and none of the Company, the Sole Sponsor,
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completion of the Global Offering; the Joint Global Coordinators, the Joint Bookrunners, the
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• a close associate (as defined in the Listing Rules) of Joint Lead Managers, and the Underwriters nor any of
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any of the above; or
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• have been allocated or have applied for any their respective officers or advisers will breach any law outside Hong Kong as result of the acceptance of your offer
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International Offer Shares or otherwise participate in to purchase, or any action arising from your rights and
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the International Offering. obligations under the terms and conditions contained in the
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B. If you are a nominee Prospectus and this Application Form;
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You, as a nominee, may make more than one application for • agree that once your application has been accepted, you may the Hong Kong Offer Shares by using a WHITE or YELLOW not rescind it because of an innocent misrepresentation;
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Application Form, or giving electronic application instructions to • agree that your application will be governed by the laws of HKSCC via Central Clearing and Settlement System (“ CCASS ”) Hong Kong;
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(if you are a CCASS Participant), and lodge more than one • represent, warrant and undertake that (i) you understand that
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application in your own name on behalf of different beneficial owners. the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and
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C. Effect of completing and submitting this Application any person for whose benefit you are applying for the Hong
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Form Kong Offer Shares are outside the United States (as defined
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By completing and submitting this Application Form, you (and in Regulation S) or are a person described in paragraph (h)
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if you are joint applicants, each of you jointly and severally) for (3) of Rule 902 of Regulation S;
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yourself or as an agent or a nominee on behalf of each person for • warrant that the information you have provided is true and whom you act: accurate;
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• undertake to execute all relevant documents and instruct and • agree to accept the Hong Kong Offer Shares applied for, or
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authorize the Company and/or the Joint Global Coordinators any lesser number allocated to you under the application;
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(or their respective agents or nominees), as agents of the • authorize the Company to place your name(s) on the
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Company, to execute any documents for you and to do on Company’s register of members as the holder(s) of any
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your behalf all things necessary to register any Hong Kong Hong Kong Offer Shares allocated to you, and the Company
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Offer Shares allocated to you in your name as required by and/or its agents to send any share certificate(s) and/or any
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the Articles of Association;
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• agree to comply with the Cayman Islands Companies Law, refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the
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the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Memorandum address stated on the application, unless you have fulfilled the criteria mentioned in “Personal Collection” section in the
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and Articles of Association;
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• confirm that you have read the terms and conditions and Prospectus to collect the share certificate(s) and/or refund cheque(s) in person;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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• understand that the Company and the Joint Global Coordinators will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or through the White Form eIPO Service Provider by you or by any one as your agent or by any other person; and
If you do not collect your Share certificate(s) and/or refund cheque(s) personally within the time period specified for collection, they will be despatched promptly to the address as specified on this Application Form by ordinary post at your own risk.
If you apply for less than 1,000,000 Hong Kong Offer Shares, your refund cheque(s) and/or share certificate(s) will be sent to the address on the relevant Application Form on or before Thursday, July 9, 2020, by ordinary post and at your own risk.
• (if you are making the application as an agent for the benefit your refund cheque(s) and/or share certificate(s) will be sent to the of another person) warrant that (i) no other application has address on the relevant Application Form on or before Thursday, been or will be made by you as agent for or for the benefit of July 9, 2020, by ordinary post and at your own risk. that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form Refund of your money or by giving electronic application instructions to HKSCC; If you do not receive any Hong Kong Offer Shares or if your and (ii) you have due authority to sign the Application Form application is accepted only in part, the Company will refund to on behalf of that other person as their agent. you your application monies (including the related 1% brokerage, D. Power of attorney 0.0027% SFC transaction levy and 0.005% Stock Exchange If your application is made through an authorized attorney, the trading fee) without interest. If the Offer Price is less than the Company and the Joint Global Coordinators may accept or reject maximum Offer Price, the Company will refund to you the surplus your application at their discretion, and on any conditions they application monies (including the related 1% brokerage, 0.0027% think fit, including evidence of the attorney’s authority. SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. The refund procedures are stated in the “13. Determination of Offer Price and Allocation of Hong Kong Offer Shares Refund of Application Monies” and the “14. Despatch/Collection of Share Certificates and Refund Monies” in the “How to Apply The Offer Price is expected to be fixed on or around Friday, for Hong Kong Offer Shares” section of the Prospectus. July 3, 2020. Applicants are required to pay the maximum Offer Price of HK$4.70 for each Hong Kong Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Application by HKSCC Nominees Limited (“HKSCC Exchange trading fee. If the Offer Price is not agreed between Nominees”) the Company and the Joint Global Coordinators (on behalf of the Where this Application Form is signed by HKSCC Nominees Underwriters) on or before Wednesday, July 8, 2020, the Global on behalf of persons who have given electronic application Offering will not proceed. instructions to apply for the Hong Kong Offer Shares, the Applications for Hong Kong Offer Shares will not be processed provisions of this Application Form which are inconsistent with and no allotment of any Hong Kong Offer Shares will be made those set out in the Prospectus shall not apply and provisions in until the application lists close. the Prospectus shall prevail. The Company expects to announce the offer price, the indication Without limiting the generality of this paragraph, the following of the level of interest in the International Offering, the level of sections of this Application Form are inapplicable where this form applications under the Hong Kong Public Offering and the basis of is signed by HKSCC Nominees: allocation of the Hong Kong Public Offering on Thursday, July 9, • “Applicants’ declaration” on the first page; 2020 on the website of the Stock Exchange at www.hkexnews.hk • “Warning” on the first page; and the Company’s website at www.zhenrowy.com . Results of • “If you are a nominee”; allocations in Hong Kong Public Offering, and the Hong Kong • All representations and warranties under the “Effect of Identity Card/passport/Hong Kong business registration numbers completing and submitting this Application Form” section, of successful applicants (where applicable) will be available on except the first one regarding registration of Hong Kong the above websites. Offer Shares in the applicant’s name and the signing of The allocation of the Offer Shares between the Hong Kong documents to enable the applicant to be registered as the Public Offering and the International Offering will be subject to holder of the Hong Kong Offer Shares; adjustment as described in the section “Structure and Conditions • “If your application for Hong Kong Offer Shares is of the Global Offering” in the Prospectus. In particular, the successful (in whole or in part)”; and Offer Shares to be offered in the Hong Kong Public Offering and • “Refund of your money”. the International Offering may be reallocated as between these The following sections in the “How to Apply for Hong Kong offerings at the discretion of the Joint Global Coordinators. If Offer Shares” section of the Prospectus are inapplicable where such reallocation is done other than pursuant to Practice Note 18 this form is signed by HKSCC Nominees: of the Listing Rules, in accordance with Guidance Letter HKEX• “How many applications can you make”; and GL91-18, the maximum total number of Offer Shares that may be • “Circumstances in which you will not be allotted Offer reallocated to the Hong Kong Public Offering will be 25,000,000 Shares”. Shares, representing 10% of the Offer Shares initially available under the Global Offering, and the final Offer Price shall be Effect of the Information You Give to Computershare Hong fixed at the bottom end of the indicative offer price range (that is, Kong Investor Services Limited HK$3.60 per Offer Share) stated in the prospectus. Computershare Hong Kong Investor Services Limited and its If your application for Hong Kong Offer Shares is successful related bodies’ corporate, directors, officers, employees and (in whole or in part) agents (“ Representatives ”) expressly disclaim and exclude to the If you apply for 1,000,000 or more Hong Kong Offer Shares, maximum extent permitted by law any liability for any loss or you may collect your share certificate(s) and/or refund cheque(s) damage suffered or incurred by the applicant or any other person in person from: Computershare Hong Kong Investor Services or entity however caused relating in any way to, or connected Limited at Shops 1712-1716, 17/F, Hopewell Centre, 183 Queen’s with, any information provided by or on behalf of the applicant Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on or in connection with this document or any services provided on Thursday, July 9, 2020 or such other date as notified by the hereunder, or any other written or oral communication provided Company in the above websites. by or on behalf of the applicant in connection with this document If you are an individual who is eligible for personal collection, or any services provided hereunder. This includes, without you must not authorize any other person to collect for you. If you limitation, any errors or omissions in such information however are a corporate applicant which is eligible for personal collection, caused, or the Representatives or any other person or entity your authorized representative must bear a letter of authorization placing any reliance on such information or any documentation, from your corporation stamped with your corporation’s chop. image, recording or reproduction of such information, or its Both individuals and authorized representatives must produce, accuracy, completeness, currency or reliability.
If you apply for 1,000,000 or more Hong Kong Offer Shares, you may collect your share certificate(s) and/or refund cheque(s) in person from: Computershare Hong Kong Investor Services Limited at Shops 1712-1716, 17/F, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Thursday, July 9, 2020 or such other date as notified by the Company in the above websites.
If you are an individual who is eligible for personal collection, you must not authorize any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorized representative must bear a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives must produce, at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
ZHENRO SERVICES GROUP LIMITED 正榮服務集團有限公司
(於開曼群島註冊成立的有限公司)
全球發售
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申請條件 ‧ 確認 閣下知悉招股章程內有關全球發售的限制; 甲、 可提出申請的人士 ‧ 同意本公司、獨家保薦人、聯席全球協調人、聯席賬簿 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲並 管理人、聯席牽頭經辦人、包銷商、彼等各自的董事、 有香港地址。 高級人員、僱員、合夥人、代理、顧問及參與全球發售
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- 如 閣下為商號,申請必須以個別成員名義提出。 的任何其他各方現時或日後均毋須對並非載於招股章程 3. 聯名申請人不得超過四名。 (及其任何補充文件)的任何資料及陳述負責; 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署, ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並 並註明其所屬代表身份及蓋上公司印章。 無申請或接納或表示有意認購(亦不會申請或接納或表
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- 閣下必須身處美國境外,並非美籍人士(定義見美國 示有意認購)國際發售的任何發售股份,亦無參與國際
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《證券法》S規例),亦非中國法人或自然人。 發售;
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- 除《上市規則》批准外,下列人士不得申請認購任何香 ‧ 同意應本公司、本公司香港證券登記處、收款銀行、獨
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港發售股份: 家保薦人、聯席全球協調人、聯席賬簿管理人、聯席牽
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‧ 本公司及╱或其任何附屬公司股份的現有實益擁 頭經辦人、包銷商及╱或彼等各自的顧問及代理的要
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有人; 求,向彼等披露有關 閣下及 閣下為其利益提出申請
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‧ 本公司及╱或其任何附屬公司的董事或最高行政 的人士的任何個人資料;
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人員;
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‧ 本公司核心關連人士(定義見《上市規則》)或將於 ‧ 若香港境外任何地方的法例適用於 閣下的申請,則同 意及保證 閣下已遵守所有有關法例,且本公司、獨家
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緊隨全球發售完成後成為本公司核心關連人士的人 士; 保薦人、聯席全球協調人、聯席賬簿管理人、聯席牽頭
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‧ 上述任何人士的緊密聯繫人(定義見《上市規 經辦人及包銷商及彼等各自的高級人員或顧問概不會因 則》);或 接納 閣下的購買要約,或 閣下根據招股章程及本申
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‧ 已獲分配或已申請任何國際發售股份或以其他方式 請表格所載的條款及條件的權利及責任所採取的任何行 參與國際發售的人士。 動,而違反香港境外的任何法例; ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳述
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乙、 如 閣下為代名人 而撤銷;
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閣下作為代名人可提交超過一份香港發售股份申請,方法是 ‧ 同意 閣下的申請受香港法例規管;
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使用 白色 或 黃色 申請表格,或通過中央結算及交收系統(「 中 ‧ 聲明、保證及承諾:(i) 閣下明白香港發售股份不曾亦
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央結算系統 」)向香港結算發出電子認購指示(如 閣下為中 不會根據美國《證券法》登記;及(ii) 閣下及 閣下為
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央結算系統參與者),以本身名義代表不同的實益擁有人提 其利益申請香港發售股份的人士均身處美國境外(定義
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交超過一份申請。 見S規例),或屬S規例第902條第(h)(3)段所述人士;
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‧ 保證 閣下提供的資料真實準確;
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丙、 填寫及遞交本申請表格的效用 ‧ 同意接納所申請數目或根據申請分配予 閣下的較少數
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閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 目的香港發售股份;
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人,即各人共同及個別)代表 閣下本身,或作為 閣下代 ‧
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其行事的每位人士的代理或代名人: 授權本公司將 閣下的姓名╱名稱列入本公司股東名 ‧ 承諾簽立所有相關文件,並指示及授權本公司及╱或 冊,作為 閣下獲分配的任何香港發售股份的持有人, 作為本公司代理的聯席全球協調人(或彼等各自的代理 並授權本公司及╱或其代理以普通郵遞方式按申請所 或代名人),為按照組織章程細則的規定將 閣下獲分 示地址向 閣下或聯名申請的排名首位申請人寄發任何 配的任何香港發售股份以 閣下名義登記而代表 閣下 股票及╱或退款支票,郵誤風險由 閣下承擔, 閣下 簽立任何文件及代表 閣下進行所有必需事項; 已符合招股章程內「親身領取」一節所述條件而親身領
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‧ 同意遵守開曼群島公司法、公司條例、《公司(清盤及雜 取股票及╱或退款支票則除外;
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‧ 同意遵守開曼群島公司法、公司條例、《公司(清盤及雜 項條文)條例》以及組織章程大綱及細則;
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‧ 聲明及陳述此乃 閣下為本身或 閣下為其利益提出申 請的人士的利益提出及擬提出的唯一申請;
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‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束;
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‧ 明白本公司及聯席全球協調人將依賴 閣下的聲明及陳 述以決定是否向 閣下配發任何香港發售股份, 閣下 如作出虛假聲明,可能會被檢控;
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‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅依 據招股章程載列的資料及陳述,而除招股章程任何補充 文件外,不會依賴任何其他資料或陳述;
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
如 閣下並無在指定領取時間內親身領取股票及╱或退款支 票,有關股票及╱或退款支票將會立刻以普通郵遞方式寄往 本申請表格所示地址,郵誤風險由 閣下承擔。
- ‧ (如申請為 閣下本身的利益提出)保證 閣下或作 為 閣下代理的任何人士或任何其他人士不曾亦不會 為 閣下的利益以 白色 或 黃色 申請表格或向香港結算發 出 電子認購指示 或透過 白表eIPOeIPO 服務供應商而提出其 他申請;及
出 電子認購指示 或透過 白表eIPOeIPO 服務供應商而提出其 如 閣下申請認購1,000,000股以下香港發售股份, 閣下的 他申請;及 退款支票及╱或股票將於2020年7月9日(星期四)或之前以 ‧ (如 閣下作為代理為另一人士的利益提出申請)保證 普通郵遞方式寄往相關申請表格所示地址,郵誤風險由 閣 (i) 閣下(作為代理或為該人士利益)或該人士或任何 下承擔。 其他作為該人士代理的人士不曾亦不會以 白色 或 黃色 申 請表格或向香港結算發出 電子認購指示 而提出其他申 退回股款 請;及(ii) 閣下獲正式授權作為該人士的代理代為簽 若 閣下未獲分配任何香港發售股份或申請僅部分獲接納, 署申請表格。 本公司將不計利息退回 閣下的申請股款(包括相關的1%經1%經經 紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費)。0.0027%證監會交易徵費及0.005%聯交所交易費)。證監會交易徵費及0.005%聯交所交易費)。0.005%聯交所交易費)。聯交所交易費)。 丁、 授權書 如發售價低於最高發售價,本公司將不計利息向 閣下退回 如 閣下透過授權人士提出申請,本公司及聯席全球協調人 多收申請股款(包括相關的1%經紀佣金、0.0027%證監會交1%經紀佣金、0.0027%證監會交經紀佣金、0.0027%證監會交0.0027%證監會交證監會交 可按其認為合適的條件(包括出示獲授權證明)酌情接納或拒 易徵費及0.005%聯交所交易費)。有關退款程序載於招股章0.005%聯交所交易費)。有關退款程序載於招股章聯交所交易費)。有關退款程序載於招股章 絕 閣下的申請。 程「如何申請香港發售股份」一節「13.退回申請股款」及「14.13.退回申請股款」及「14.退回申請股款」及「14.14. 釐定發售價及分配香港發售股份 寄送╱領取股票及退回股款」。 預期發售價將於2020 年7 月3 日(星期五)或前後釐定。申請 人須繳付每股香港發售股份最高發售價4.70港元,另加1%經 香港中央結算(代理人)有限公司(「香港結算代理人」)提出 紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。 的申請 倘本公司與聯席全球協調人(代表包銷商)並無於2020年7月 如本申請表格由香港結算代理人代表發出電子認購指示申請 8日(星期三)或之前協定發售價,全球發售將不會進行。 香港發售股份的人士簽署,本申請表格與招股章程不符的條 截止辦理申請登記前概不處理香港發售股份的申請或配發任 文將不適用,且以招股章程所述者為準。 何香港發售股份。 在不限制此段一般應用的前提下,本申請表格的以下部分在 本公司預期於 2 0 2 0 年 7 月 9 日(星期四)在聯交所網站 香港結算代理人作簽署人的情況下並不適用: www.hkexnews.hk 及本公司網站 www.zhenrowy.com 公佈發 ‧ 第一頁的「申請人聲明」; 售價、國際發售踴躍程度、香港公開發售申請水平及香港公 ‧ 第一頁的「警告」; 開發售分配基準。香港公開發售的分配結果及成功申請人的 ‧ 「如 閣下為代名人」; 香港身份證號碼╱護照號碼╱香港商業登記號碼(如適用) ‧ 「填寫及遞交本申請表格的效用」一節項下的所有陳述及 亦將於上述網站公佈。 保證,惟首項有關以申請人名義登記香港發售股份及簽 香港公開發售與國際發售之間的發售股份分配將按招股章 署使申請人登記成為香港發售股份持有人的文件除外; 程「全球發售的架構及條件」一節所述予以調整。尤其是, ‧ 「如 閣下的香港發售股份申請獲接納(全部或部分)」; 透過香港公開發售及國際發售將予提呈發售的發售股份可由 及 聯席全球協調人於該等發售之間酌情重新分配。根據指引信 ‧ 「退回股款」。 HKEX-GL91-18,倘並非根據《上市規則》第18 項應用指引 招股章程「如何申請香港發售股份」一節的以下部分在本申請 進行有關重新分配,則香港公開發售可予重新分配發售股份 表格由香港結算代理人作簽署人的情況下並不適用: 總數上限將為25,000,000股股份,相當於全球發售項下初步 ‧ 「閣下可提交的申請數目」;及 可供認購的發售股份的10%,而最終發售價須釐定為招股章 ‧ 「閣下不獲配發發售股份的情況」。 程訂明的指示性發售價範圍的下限(即每股發售股份3.60 港 元)。 閣下提供給香港中央證券登記有限公司的資訊的有關影響 如 閣下的香港發售股份申請獲接納(全部或部分) 香港中央證券登記有限公司和其有關連的法人團體、董事、 如 閣下申請認購1,000,000股或以上香港發售股份, 閣下 高級人員、僱員及代理人(「 代表 」)在法律所容許的最大限 可於2020 年7 月9 日(星期四)或本公司在上述網站公佈的其 度內明確卸棄及免除在任何方面與申請人或代表申請人在此 他日期上午九時正至下午一時正,親身前往香港中央證券登 文件提供的或與此文件或在此文件下提供的任何服務相關的 記有限公司(地址為香港灣仔皇后大道東183號合和中心17樓 任何資料,或任何申請人或代表申請人提供與此文件或在此 1712-1716室)領取股票及╱或退款支票。 文件下提供的任何服務相關的任何其他書面或口頭通訊,有 如 閣下為個人申請人並合資格親身領取, 閣下不得授權 關或相關由申請人或任何其他人士或實體所遭受或招致不論 任何其他人士代領。如 閣下為公司申請人並合資格派人領 如何造成的任何損失或損害的任何法律責任。此包括,但不 取, 閣下的授權代表須攜同蓋上公司印章的授權書領取。 限於,該等資料中不論如何造成的任何錯誤或遺漏,或代表 個人申請人及授權代表領取股票時均須出示香港中央證券登 或任何其他人士或實體對該等資料或任何該等資料的文件記 記有限公司接納的身份證明文件。 錄、影像、記錄或複製品作出的任何依據,或其準確性、完 整性、合時性或可靠性。
若 閣下未獲分配任何香港發售股份或申請僅部分獲接納, 本公司將不計利息退回 閣下的申請股款(包括相關的1%經1%經經 紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費)。0.0027%證監會交易徵費及0.005%聯交所交易費)。證監會交易徵費及0.005%聯交所交易費)。0.005%聯交所交易費)。聯交所交易費)。 如發售價低於最高發售價,本公司將不計利息向 閣下退回 多收申請股款(包括相關的1%經紀佣金、0.0027%證監會交1%經紀佣金、0.0027%證監會交經紀佣金、0.0027%證監會交0.0027%證監會交證監會交 易徵費及0.005%聯交所交易費)。有關退款程序載於招股章0.005%聯交所交易費)。有關退款程序載於招股章聯交所交易費)。有關退款程序載於招股章 程「如何申請香港發售股份」一節「13.退回申請股款」及「14.13.退回申請股款」及「14.退回申請股款」及「14.14. 寄送╱領取股票及退回股款」。
招股章程「如何申請香港發售股份」一節的以下部分在本申請 表格由香港結算代理人作簽署人的情況下並不適用:
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
3. Transfer of personal data Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
• the Company’s appointed agents such as financial 1. Reasons for the collection of your personal data advisers, receiving bankers and overseas principal It is necessary for applicants and registered holders share registrar; of securities to supply correct personal data to the • where applicants for securities request a deposit Company or its agents and the Hong Kong Share into Central Clearing and Settlement System Registrar when applying for securities or transferring (“ CCASS ”), HKSCC or HKSCC Nominees, who securities into or out of their names or in procuring the will use the personal data for the purposes of services of the Hong Kong Share Registrar. Failure to operating CCASS; supply the requested data may result in your application • any agents, contractors or third-party service providers for securities being rejected, or in delay or the inability who offer administrative, telecommunications, of the Company or its Hong Kong Share Registrar to computer, payment or other services to the Company effect transfers or otherwise render their services. It or the Hong Kong Share Registrar in connection with may also prevent or delay registration or transfers of the their respective business operation; Hong Kong Offer Shares which you have successfully • the Stock Exchange, the SFC and any other applied for and/or the despatch of share certificate(s) statutory regulatory or governmental bodies or and/or refund cheque(s) to which you are entitled. otherwise as required by laws, rules or regulations; It is important that securities holders inform the and Company and the Hong Kong Share Registrar • any persons or institutions with which the immediately of any inaccuracies in the personal data securities’ holders have or propose to have supplied. dealings, such as their bankers, solicitors, 2. Purposes accountants or stockbrokers etc. The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for 4. Retention of personal data the following purposes: The Company and its Hong Kong Share Registrar will • processing your application and refund cheque, and keep the personal data of the applicants and holders of e-Refund payment instruction(s) where applicable, securities for as long as necessary to fulfil the purposes verification of compliance with the terms and for which the personal data were collected. Personal application procedures set out in this Application data which is no longer required will be destroyed or Form and the Prospectus and announcing results of dealt with in accordance with the Ordinance. allocation of the Hong Kong Offer Shares; • compliance with applicable laws and regulations in 5. Access to and correction of personal data Hong Kong and elsewhere; Securities holders have the right to ascertain whether • registering new issues or transfers into or out of the Company or the Hong Kong Share Registrar hold the names of securities’ holders including, where their personal data, to obtain a copy of that data, and to applicable, HKSCC Nominees; correct any data that is inaccurate. The Company and • maintaining or updating the register of securities’ the Hong Kong Share Registrar have the right to charge holders of the Company; • verifying securities holders’ identities; a reasonable fee for the processing of such requests. • establishing benefit entitlements of securities’ All requests for access to data or correction of data holders of the Company, such as dividends, rights issues and bonus issues, etc.; should be addressed to the Company, at its registered
All requests for access to data or correction of data should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities holders profiles;
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disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
個人資料
3. 轉交個人資料
本公司及其香港證券登記處所持有關證券持有人的 個人資料將會保密,但本公司及其香港證券登記處 可以在將資料用作上述任何用途之必要情況下,向 下列任何人士披露、獲取或轉交(無論在香港境內 或境外)有關個人資料:
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人 和持有人說明本公司及其香港證券登記處有關個人 資料和香港法例第 486 章《個人資料(私隱)條例》 (「《 條例 》」)方面的政策和措施。
‧ 本公司委任的代理,如財務顧問、收款銀行及 1. 收集 閣下個人資料的原因 主要海外股份過戶登記處; ‧ 證券申請人及登記持有人以本身名義申請證券或轉 (如證券申請人要求將證券存於中央結算及交收 讓或受讓證券時或尋求香港證券登記處的服務時, 系統(「 中央結算系統 」))香港結算或香港結算 必須向本公司或其代理及香港證券登記處提供準確 代理人;彼等將會就中央結算系統的運作使用 個人資料。未能提供所要求的資料可能導致 閣下 有關個人資料; ‧ 的證券申請被拒或延遲,或本公司或其香港證券登 向本公司或香港證券登記處提供與其各自業務 記處無法落實轉讓或提供服務。此舉亦可能妨礙或 運作有關的行政、電訊、電腦、付款或其他服 延遲登記或轉讓 閣下獲接納申請的香港發售股份 務的任何代理、承包商或第三方服務供應商; ‧ 及╱或寄發 閣下應得的股票及╱或退款支票。 聯交所、證監會及任何其他法定監管機構或政 府部門或法例、規則或法規規定的其他機構; 證券持有人所提供的個人資料如有任何錯誤,須立 及 ‧ 即通知本公司及香港證券登記處。 證券持有人與其進行或擬進行交易的任何人士 或機構,如其銀行、律師、會計師或股票經紀 2. 目的 等。 證券持有人的個人資料可以任何方式被採用、持 有、處理及╱或保存,以作下列用途: 4. 個人資料的保留 ‧ 處理 閣下的申請及退款支票及電子退款指示 本公司及其香港證券登記處將按收集個人資料所需 (如適用)、核實是否符合本申請表格及招股章 的用途保留證券申請人及持有人的個人資料。無需 程載列的條款和申請程序以及公佈香港發售股 保留的個人資料將會根據《條例》銷毀或處理。 份的分配結果; ‧ 遵守香港及其他地區的適用法律及法規; 5. 查閱和更正個人資料 ‧ 以證券持有人(包括香港結算代理人(如適用)) 證券持有人有權確定本公司或香港證券登記處是否 的名義登記新發行證券或轉讓或受讓證券; 持有其個人資料,並有權索取有關該資料的副本並 ‧ 存置或更新本公司證券持有人的名冊; 更正任何不準確資料。本公司及香港證券登記處有 ‧ 核實證券持有人的身份; 權就處理該類要求收取合理費用。 ‧ 確定本公司證券持有人的受益權利,例如股 息、供股和紅股等; 所有查閱資料或更正資料的要求應按招股章程「公
所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司註冊地址 送交公司秘書,或向本公司的香港證券登記處的私 隱事務主任提出。
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‧ 分發本公司及其附屬公司的通訊;
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‧ 編製統計數據和證券持有人資料;
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‧ 披露有關資料以便就權益提出申索;及
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‧ 與上述者有關的任何其他附帶或相關用途及╱ 或使本公司及香港證券登記處能履行對證券持 閣下簽署申請表格或向香港結算發出電子認購指 有人及╱或監管機構承擔的責任及╱或證券持 示,即表示同意上述各項。 有人不時同意的任何其他用途。
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