Major Shareholding Notification • Apr 9, 2018
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 2837K
Worldsec Ld
09 April 2018
9 April 2018
Worldsec Limited
(the "Company")
Director/PDMR Shareholdings
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
| a) | Name | Ernest She | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director of Worldsec Limited/PDMR | |
| b) | Initial notification/Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Worldsec Limited | |
| b) | LEI | 213800RSLE74B1NP4X17 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
| Identification code | BMG9774L1019 | ||
| b) | Nature of the transaction | Subscription for ordinary shares pursuant to open offer | |
| c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
| US$0.15 US$0.15 |
103,365 80,000 |
||
| d) | Aggregated information | ||
| Aggregated volume | 183,365 | ||
| Price | US$0.15 | ||
| e) | Date of the transaction | 5 April 2018 | |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
| a) | Name | Alastair Gunn-Forbes | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director of Worldsec Limited/PDMR. | |
| b) | Initial notification/Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Worldsec Limited | |
| b) | LEI | 213800RSLE74B1NP4X17 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
| Identification code | BMG9774L1019 | ||
| b) | Nature of the transaction | Subscription for ordinary shares pursuant to open offer | |
| c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
| US$0.15 | 15,000 | ||
| d) | Aggregated information | N/A (single transaction) | |
| Aggregated volume | |||
| Price | |||
| e) | Date of the transaction | 5 April 2018 | |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
| a) | Name | Henry Cheong | |
| 2 | Reason for the notification | ||
| a) | Position/status | Director of Worldsec Limited/PDMR. | |
| b) | Initial notification/Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Worldsec Limited | |
| b) | LEI | 213800RSLE74B1NP4X17 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
| Identification code | BMG9774L1019 | ||
| b) | Nature of the transaction | Subscription for ordinary shares pursuant to open offer | |
| c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
| US$0.15 US$0.15 US$0.15 US$0.15 |
941,594 577,436 8,406 4,721,561 |
||
| d) | Aggregated information | ||
| Aggregated volume | 6,248,997 | ||
| Price | US$0.15 | ||
| e) | Date of the transaction | 5 April 2018 | |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
| a) | Name | HC Investment Holdings Limited | |
| 2 | Reason for the notification | ||
| a) | Position/status | Legal person in which Henry Cheong (Director of Worldsec Limited) holds 100 per cent. of the issued shares/PCA | |
| b) | Initial notification/Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Worldsec Limited | |
| b) | LEI | 213800RSLE74B1NP4X17 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
| Identification code | BMG9774L1019 | ||
| b) | Nature of the transaction | Subscription for ordinary shares pursuant to open offer | |
| c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
| US$0.15 US$0.15 |
5,000,000 5,000,000 |
||
| d) | Aggregated information | ||
| Aggregated volume | 10,000,000 | ||
| Price | US$0.15 | ||
| e) | Date of the transaction | 5 April 2018 | |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
| a) | Name | Grand Acumen Holdings Limited | |
| 2 | Reason for the notification | ||
| a) | Position/status | Legal person in which Henry Cheong (Director of Worldsec Limited) holds 25 per cent. of the issued shares/PCA | |
| b) | Initial notification/Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Worldsec Limited | |
| b) | LEI | 213800RSLE74B1NP4X17 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of US$0.001 each | |
| Identification code | BMG9774L1019 | ||
| b) | Nature of the transaction | Purchase of ordinary shares pursuant to open offer | |
| c) | Price(s) and volumes(s) | Price(s) | Volume(s) |
| US$0.15 | 3,225,000 | ||
| d) | Aggregated information | N/A (single transaction) | |
| Aggregated volume | |||
| Price | |||
| e) | Date of the transaction | 5 April 2018 | |
| f) | Place of the transaction | Outside a trading venue |
This notification is made in accordance with the requirements of the Market Abuse Regulation.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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