WORKIVA INC — Director's Dealing 2022

Sep 6, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2022-09-01

Reporting Person: TROM JEFF D. (Executive VP & CTO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-10	Class A Common Stock	G	9947	—	Disposed	292336	Direct
2022-02-10	Class A Common Stock	G	9947	—	Acquired	220611	Indirect
2022-09-01	Class A Common Stock	F	1429	$64.92	Disposed	290907	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (328402.0)	328402	Indirect

Footnotes

F1: Represents a gift of securities by the reporting person to a revocable living trust.

F2: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

F3: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).