WORKIVA INC — Director's Dealing 2022

Sep 6, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2022-09-01

Reporting Person: VANDERPLOEG MARTIN J. (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-09-01	Class A Common Stock	F	2035	$64.92	Disposed	392973	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	218220	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (710562.0)	710562	Indirect
Class B Common Stock	$		Class A Common Stock (491270.0)	491270	Indirect
Employee Stock Option to Purchase Class A Common Stock	$14.74	2026-01-31	Class A Common Stock (84210.0)	84210	Direct
Employee Stock Option to Purchase Class A Common Stock	$12.4	2027-01-31	Class A Common Stock (200204.0)	200204	Direct

Footnotes

F1: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

F2: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F3: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F4: Vests in three equal annual installments commencing on the first anniversary of the grant date.