WORKIVA INC — Director's Dealing 2021

Feb 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2021-02-01

Reporting Person: Banarjee Mithun (EVP and Chief Customer Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-01	Class A Common Stock	A	21728	$101.25	Acquired	181202	Direct
2021-02-01	Class A Common Stock	F	5418	$101.25	Disposed	175784	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$13.55	2027-01-02	Class A Common Stock (2750.0)	2750	Direct

Footnotes

F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F3: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

F4: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.