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WORKIVA INC — Director's Dealing 2021
Mar 2, 2021
31131_dirs_2021-03-02_e5627a43-3dd1-4302-8fbe-945ffe646f6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2021-03-01
Reporting Person: Klindt Jill (SVP, CFO, CAO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Class A Common Stock | A | 2469 | $104.38 | Acquired | 33283 | Direct |
| 2021-03-01 | Class A Common Stock | A | 22514 | $104.38 | Acquired | 55797 | Direct |
| 2021-03-01 | Class A Common Stock | F | 2984 | $104.38 | Disposed | 52813 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option to Purchase Class A Common Stock | $18.6 | 2027-07-02 | Class A Common Stock (25000.0) | 25000 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $12.4 | 2027-02-01 | Class A Common Stock (10000.0) | 10000 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $14.03 | 2025-08-31 | Class A Common Stock (16000.0) | 16000 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.83 | 2024-08-11 | Class A Common Stock (11880.0) | 11880 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $8.48 | 2022-12-27 | Class A Common Stock (5940.0) | 5940 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2024-01-13 | Class A Common Stock (911.0) | 911 | Direct |
| Employee Stock Option to Purchase Class A Common Stock | $15.86 | 2024-01-13 | Class A Common Stock (5544.0) | 5544 | Direct |
Footnotes
F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.
F3: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F4: Granted pursuant to the 2014 Equity Incentive Plan.
F5: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
F6: Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.
F7: Granted pursuant to the 2009 Unit Incentive Plan.