WORKIVA INC — Director's Dealing 2021

Mar 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2021-03-09

Reporting Person: Herz Robert H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-09	Class A Common Stock	M	12600	$2.53	Acquired	23816	Direct
2021-03-09	Class A Common Stock	S	5848	$99.33	Disposed	17968	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-09	Employee Stock Option to Purchase Class A Common Stock	$2.53	M	12600	Disposed	2021-03-14	Class A Common Stock (12600.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	95022	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $97.95 to $100.19. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2: Granted pursuant to the 2009 Unit Incentive Plan.

F3: Vested as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.