WORKIVA INC — Director's Dealing 2021

Mar 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2021-03-12

Reporting Person: Banarjee Mithun (EVP and Chief Customer Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-12	Class A Common Stock	S	7612	$98.14	Disposed	164193	Direct
2021-03-15	Class A Common Stock	M	2750	$13.55	Acquired	166943	Direct
2021-03-15	Class A Common Stock	S	2750	$96.85	Disposed	164193	Direct
2021-03-15	Class A Common Stock	S	4863	$96.85	Disposed	159330	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-15	Employee Stock Option to Purchase Class A Common Stock	$13.55	M	2750	Disposed	2027-01-02	Class A Common Stock (2750.0)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $97.76 to $98.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.