WORKIVA INC — Director's Dealing 2021

Sep 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2021-09-01

Reporting Person: Klindt Jill (SVP, CFO, CAO & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-01	Class A Common Stock	A	11201	$142.85	Acquired	60954	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$18.6	2027-07-02	Class A Common Stock (25000.0)	25000	Direct
Employee Stock Option to Purchase Class A Common Stock	$12.4	2027-02-01	Class A Common Stock (10000.0)	10000	Direct
Employee Stock Option to Purchase Class A Common Stock	$14.03	2025-08-31	Class A Common Stock (16000.0)	16000	Direct

Footnotes

F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.

F3: Granted pursuant to the 2014 Equity Incentive Plan.

F4: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.

F5: Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.