WORKIVA INC — Director's Dealing 2020

Jan 22, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2020-01-18

Reporting Person: Miller J Stuart (Executive VP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-18	Class A Common Stock	F	988	$45.15	Disposed	330750	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-04-06	Class A Common Stock (63452.0)	63452	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (39600.0)	39600	Direct
Employee Stock Option to Purchase Class A Common Stock	$14.74	2026-01-31	Class A Common Stock (31469.0)	31469	Direct
Employee Stock Option to Purchase Class A Common Stock	$12.4	2027-01-31	Class A Common Stock (37407.0)	37407	Direct

Footnotes

F1: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

F2: Granted pursuant to 2009 Unit Incentive Plan.

F3: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

F4: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F5: Vests in three equal annual installments commencing on the first anniversary of the grant date.