WORKIVA INC — Director's Dealing 2020

Feb 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2020-02-03

Reporting Person: Banarjee Mithun (EVP and Chief Customer Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-03	Class A Common Stock	A	30329	$46.16	Acquired	168598	Direct
2020-02-03	Class A Common Stock	F	2498	$46.16	Disposed	166100	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$16.66	2026-01-03	Class A Common Stock (5000.0)	5000	Direct
Employee Stock Option to Purchase Class A Common Stock	$14.28	2026-07-31	Class A Common Stock (8789.0)	8789	Direct
Employee Stock Option to Purchase Class A Common Stock	$13.55	2027-01-02	Class A Common Stock (11000.0)	11000	Direct

Footnotes

F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F3: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.

F4: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.