WORKIVA INC — Director's Dealing 2020

Aug 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2020-08-20

Reporting Person: Banarjee Mithun (EVP and Chief Customer Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-20	Class A Common Stock	M	5000	$16.66	Acquired	171100	Direct
2020-08-20	Class A Common Stock	M	6000	$14.28	Acquired	177100	Direct
2020-08-20	Class A Common Stock	S	6184	$55.25	Disposed	170916	Direct
2020-08-20	Class A Common Stock	S	4816	$55.92	Disposed	166100	Direct
2020-08-20	Class A Common Stock	S	6118	$55.36	Disposed	159982	Direct
2020-08-20	Class A Common Stock	S	508	$56.03	Disposed	159474	Direct
2020-08-21	Class A Common Stock	M	2789	$14.28	Acquired	162263	Direct
2020-08-21	Class A Common Stock	M	8250	$13.55	Acquired	170513	Direct
2020-08-21	Class A Common Stock	S	11039	$55.05	Disposed	159474	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-20	Employee Stock Option to Purchase Class A Common Stock	$16.66	M	5000	Disposed	2026-01-03	Class A Common Stock (5000.0)	Direct
2020-08-20	Employee Stock Option to Purchase Class A Common Stock	$14.28	M	6000	Disposed	2026-07-31	Class A Common Stock (6000.0)	Direct
2020-08-21	Employee Stock Option to Purchase Class A Common Stock	$14.28	M	2789	Disposed	2026-07-31	Class A Common Stock (2789.0)	Direct
2020-08-21	Employee Stock Option to Purchase Class A Common Stock	$13.55	M	8250	Disposed	2027-01-02	Class A Common Stock (8250.0)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.65 to $55.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.68 to $56.21. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.98 to $55.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.98 to $56.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F5: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.61 to $55.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.