WORKIVA INC — Director's Dealing 2020

Aug 31, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2020-08-27

Reporting Person: Miller J Stuart (Executive VP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-27	Class A Common Stock	S	14106	$58.78	Disposed	348635	Direct
2020-08-27	Class A Common Stock	S	1718	$59.20	Disposed	346917	Direct
2020-08-28	Class A Common Stock	S	15889	$59.53	Disposed	331028	Direct
2020-08-27	Class A Common Stock	S	600	$59.98	Disposed	330428	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-04-06	Class A Common Stock (63452.0)	63452	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (39600.0)	39600	Direct
Employee Stock Option to Purchase Class A Common Stock	$14.74	2026-01-31	Class A Common Stock (31469.0)	31469	Direct
Employee Stock Option to Purchase Class A Common Stock	$12.4	2027-01-31	Class A Common Stock (37407.0)	37407	Direct

Footnotes

F1: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $58.03 to $58.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $59.03 to $59.31. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $58.88 to $59.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $59.92 to $60.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F5: Granted pursuant to 2009 Unit Incentive Plan.

F6: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

F7: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F8: Vests in three equal annual installments commencing on the first anniversary of the grant date.