WORKIVA INC — Director's Dealing 2020

Dec 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2020-12-04

Reporting Person: Herz Robert H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-04	Class A Common Stock	G	95022	—	Disposed	11216	Direct
2020-12-04	Class A Common Stock	G	95022	—	Acquired	95022	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$2.53	2021-03-14	Class A Common Stock (12600.0)	12600	Direct

Footnotes

F1: Reflects a gift of securities from the Reporting Person to a Spousal Limited Access Trust. The Reporting Person disclaims beneficial ownership of these securities, other than to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2: Granted pursuant to the 2009 Unit Incentive Plan.

F3: Vested as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.