WORKIVA INC — Director's Dealing 2019

Nov 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2019-11-19

Reporting Person: Klindt Jill (SVP, Treasurer & CAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-19	Class A Common Stock	S	12000	$42.05	Disposed	28090	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$18.6	2027-07-02	Class A Common Stock (25000.0)	25000	Direct
Employee Stock Option to Purchase Class A Common Stock	$12.4	2027-02-01	Class A Common Stock (10000.0)	10000	Direct
Employee Stock Option to Purchase Class A Common Stock	$14.03	2025-08-31	Class A Common Stock (16000.0)	16000	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (11880.0)	11880	Direct
Employee Stock Option to Purchase Class A Common Stock	$8.48	2022-12-27	Class A Common Stock (5940.0)	5940	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-01-13	Class A Common Stock (911.0)	911	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-01-13	Class A Common Stock (5544.0)	5544	Direct

Footnotes

F1: Granted pursuant to the 2014 Equity Incentive Plan.

F2: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.

F3: Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.

F4: Granted pursuant to the 2009 Unit Incentive Plan.