WORKIVA INC — Director's Dealing 2018

Dec 18, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2018-12-14

Reporting Person: Miller J Stuart (Executive VP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-14	Class A Common Stock	M	10000	$15.86	Acquired	300860	Direct
2018-12-14	Class A Common Stock	S	10000	$35.3428	Disposed	290860	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-14	Employee Stock Option to Purchase Class A Common Stock	$15.86	M	10000	Disposed	2024-04-06	Class A Common Stock (10000.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (39600.0)	39600	Direct
Employee Stock Option to Purchase Class A Common Stock	$14.74	2026-01-31	Class A Common Stock (31469.0)	31469	Direct
Employee Stock Option to Purchase Class A Common Stock	$12.4	2027-01-31	Class A Common Stock (37407.0)	37407	Direct

Footnotes

F1: Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.

F2: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $35.09.65 to $35.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Granted pursuant to 2009 Unit Incentive Plan.

F4: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

F5: Grant of stock option pursuant to the 2014 Equity Incentive Plan.

F6: Vests in three equal annual installments commencing on the first anniversary of the grant date.