WORKIVA INC — Director's Dealing 2017

Jan 6, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2017-01-03

Reporting Person: Miller J Stuart (Executive VP, Treasurer & CFO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-03	Employee Stock Option to Purchase Class A Common Stock	$13.55	J	550	Acquired	2027-01-03	Class A Common Stock (550.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	125544	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$14.74	2026-02-01	Class A Common Stock (31469.0)	31469	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (39600.0)	39600	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-04-06	Class A Common Stock (174240.0)	174240	Direct

Footnotes

F1: Grant of stock option approved by the Chief Executive Officer pursuant to the 2014 Equity Incentive Plan.

F2: Vests as to 25% of the shares on December 5, 2017 and then 6.25% of the shares at the end of each three-month period thereafter.

F3: Reporting Person disclaims beneficial ownership in shares owned by child who shares Reporting Person's household. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.

F4: Granted pursuant to the 2014 Equity Incentive Plan.

F5: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F6: Granted pursuant to 2009 Unit Incentive Plan.

F7: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.