WORKIVA INC — Director's Dealing 2017

Jan 21, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2017-01-18

Reporting Person: Miller J Stuart (Executive VP, Treasurer & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-18	Class A Common Stock	A	52313	—	Acquired	177857	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$13.55	2027-01-03	Class A Common Stock (550.0)	550	Indirect
Employee Stock Option to Purchase Class A Common Stock	$14.74	2026-02-01	Class A Common Stock (31469.0)	31469	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-08-11	Class A Common Stock (39600.0)	39600	Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-04-06	Class A Common Stock (174240.0)	174240	Direct

Footnotes

F1: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.

F3: Granted pursuant to the 2014 Equity Incentive Plan.

F4: Vests as to 25% of the shares on December 5, 2017 and then 6.25% of the shares at the end of each three-month period thereafter.

F5: Granted pursuant to 2009 Unit Incentive Plan.

F6: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.