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WORKIVA INC Director's Dealing 2017

Feb 10, 2017

31131_dirs_2017-02-10_6e44f077-1fd2-4782-98e2-9ec21ec0ebfb.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2016-12-31

Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-22 Class A Common Stock G 2150 Disposed 4165775 Indirect
2016-12-12 Class A Common Stock G 40 Disposed 4165735 Indirect
2016-12-13 Class A Common Stock G 180 Disposed 4165555 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3065 Indirect

Footnotes

F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.