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WORKIVA INC — Director's Dealing 2017
Feb 10, 2017
31131_dirs_2017-02-10_6e44f077-1fd2-4782-98e2-9ec21ec0ebfb.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2016-12-31
Reporting Person: Behar Jerome M (10% Owner)
Reporting Person: Behar Leslie F. (10% Owner)
Reporting Person: Behar Living Trust (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-22 | Class A Common Stock | G | 2150 | — | Disposed | 4165775 | Indirect |
| 2016-12-12 | Class A Common Stock | G | 40 | — | Disposed | 4165735 | Indirect |
| 2016-12-13 | Class A Common Stock | G | 180 | — | Disposed | 4165555 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3065 | Indirect |
Footnotes
F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.
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