WORKIVA INC — Director's Dealing 2017

Mar 28, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WORKIVA INC (WK)
CIK: 0001445305
Period of Report: 2017-03-15

Reporting Person: Banarjee Mithun (EVP, Global Client Services)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option to Purchase Class A Common Stock	$2.53	2021-11-01	Class A Common Stock (9900.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-01-13	Class A Common Stock (1149.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$15.86	2024-01-13	Class A Common Stock (11880.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$15.83	2024-11-05	Class A Common Stock (13860.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$14.07	2025-03-31	Class A Common Stock (16000.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$16.66	2026-01-03	Class A Common Stock (40000.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$14.28	2026-07-31	Class A Common Stock (20000.0)		Direct
Employee Stock Option to Purchase Class A Common Stock	$13.55	2027-01-02	Class A Common Stock (22000.0)		Direct

Footnotes

F1: Granted pursuant to the 2009 Unit Incentive Plan.

F2: Vested as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.

F3: Fully vested upon the grant date.

F4: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.